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Baird’s First Trust Emerging Markets Small Cap AlphaDEX Fund FEMS Stock Holding History

Baird’s Portfolio FEMS Stock Details FEMS Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q4 		– Sell
-7,993
Closed -$290K – 1295
2014
Q3 		$290K Buy
7,993
+8
+0.1% +$306 ﹤0.01% 985
2014
Q2 		$296K Buy
+7,985
New +$294K ﹤0.01% 987

Other funds holding FEMS

Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
Susquehanna International Group
Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Deutsche Bank
Deutsche Bank Frankfurt Am Main Ge, Germany $303B AUM 30.15% 1-Year Est. Return
OMC
Old Mission Capital Chicago, Illinois $6.3B AUM 14.68% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
Ameriprise
Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return
RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
VKH
Virtu KCG Holdings New York $3.6B AUM 17.11% 1-Year Est. Return

Baird's FEMS Position: Q4 2014 in Review

Baird sold out of First Trust Emerging Markets Small Cap AlphaDEX Fund (FEMS) in Q4 2014, closing a stake of 7,993 shares — an estimated $290K sold.

Baird first reported a position in FEMS in Q2 2014 and held it in 2 quarters. The position peaked at $296K in Q2 2014. 24 funds tracked by Wall St. Rank hold FEMS as of Q4 2014.

  • Baird reported no remaining First Trust Emerging Markets Small Cap AlphaDEX Fund position as of Q4 2014 after selling out during the quarter.
  • Baird sold 7,993 First Trust Emerging Markets Small Cap AlphaDEX Fund shares in Q4 2014, an estimated $290K.
  • Baird first reported a position in First Trust Emerging Markets Small Cap AlphaDEX Fund in Q2 2014 and held it in 2 quarters.
  • Baird's First Trust Emerging Markets Small Cap AlphaDEX Fund position peaked at $296K in Q2 2014.
  • 24 funds tracked by Wall St. Rank held First Trust Emerging Markets Small Cap AlphaDEX Fund as of Q4 2014.

Based on Baird's 13F filing for Q4 2014, filed 12 Feb 2015.