BRWM
DLY

B. Riley Wealth Management’s DoubleLine Yield Opportunities Fund DLY Stock Holding History

B. Riley Wealth Management’s Portfolio DLY Stock Details DLY Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2021
Q4 		– Sell
-11,926
Closed -$228K – 661
2021
Q3 		$228K Buy
+11,926
New +$235K 0.02% 528
2021
Q2 		– Sell
-11,114
Closed -$213K – 437
2021
Q1 		$213K Buy
+11,114
New +$213K 0.02% 360

Other funds holding DLY

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
PCM
Penserra Capital Management Orinda, California $8.52B AUM 37.76% 1-Year Est. Return
PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
PFA
Pettinga Financial Advisors Evansville, Indiana $624M AUM 24.87% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
LGWM
Litman Gregory Wealth Management Larkspur, California $1.37B AUM 16.95% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
Rockefeller Capital Management
Rockefeller Capital Management New York $56.4B AUM 24.96% 1-Year Est. Return

B. Riley Wealth Management's DLY Position: Q4 2021 in Review

B. Riley Wealth Management sold out of DoubleLine Yield Opportunities Fund (DLY) in Q4 2021, closing a stake of 11,926 shares — an estimated $228K sold.

B. Riley Wealth Management first reported a position in DLY in Q1 2021 and held it in 2 quarters. The position peaked at $228K in Q3 2021. 50 funds tracked by Wall St. Rank hold DLY as of Q4 2021.

  • B. Riley Wealth Management reported no remaining DoubleLine Yield Opportunities Fund position as of Q4 2021 after selling out during the quarter.
  • B. Riley Wealth Management sold 11,926 DoubleLine Yield Opportunities Fund shares in Q4 2021, an estimated $228K.
  • B. Riley Wealth Management first reported a position in DoubleLine Yield Opportunities Fund in Q1 2021 and held it in 2 quarters.
  • B. Riley Wealth Management's DoubleLine Yield Opportunities Fund position peaked at $228K in Q3 2021.
  • 50 funds tracked by Wall St. Rank held DoubleLine Yield Opportunities Fund as of Q4 2021.

Based on B. Riley Wealth Management's 13F filing for Q4 2021, filed 10 Feb 2022.