B. Riley Wealth Management’s DoubleLine Yield Opportunities Fund DLY Stock Holding History

B. Riley Wealth Management’s Portfolio DLY Stock Details DLY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q4	–	Sell	-11,926	Closed	-$228K	–	661
2021 Q3	$228K	Buy	+11,926	New	+$235K	0.02%	528
2021 Q2	–	Sell	-11,114	Closed	-$213K	–	437
2021 Q1	$213K	Buy	+11,114	New	+$213K	0.02%	360

Other funds holding DLY

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

PCM

Penserra Capital Management Orinda, California $13B AUM 71.84% 1-Year Est. Return

PAIM

Punch & Associates Investment Management Edina, Minnesota $2.02B AUM 40.6% 1-Year Est. Return

PFA

Pettinga Financial Advisors Evansville, Indiana $624M AUM 24.87% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

LGWM

Litman Gregory Wealth Management Larkspur, California $1.37B AUM 16.95% 1-Year Est. Return

Cohen & Steers New York $63.2B AUM 17.15% 1-Year Est. Return

Rockefeller Capital Management New York $65.2B AUM 31.44% 1-Year Est. Return

B. Riley Wealth Management's DLY Position: Q4 2021 in Review

B. Riley Wealth Management sold out of DoubleLine Yield Opportunities Fund (DLY) in Q4 2021, closing a stake of 11,926 shares — an estimated $228K sold.

B. Riley Wealth Management first reported a position in DLY in Q1 2021 and held it in 2 quarters. The position peaked at $228K in Q3 2021. 50 funds tracked by Wall St. Rank hold DLY as of Q4 2021.

B. Riley Wealth Management reported no remaining DoubleLine Yield Opportunities Fund position as of Q4 2021 after selling out during the quarter.
B. Riley Wealth Management sold 11,926 DoubleLine Yield Opportunities Fund shares in Q4 2021, an estimated $228K.
B. Riley Wealth Management first reported a position in DoubleLine Yield Opportunities Fund in Q1 2021 and held it in 2 quarters.
B. Riley Wealth Management's DoubleLine Yield Opportunities Fund position peaked at $228K in Q3 2021.
50 funds tracked by Wall St. Rank held DoubleLine Yield Opportunities Fund as of Q4 2021.

Based on B. Riley Wealth Management's 13F filing for Q4 2021, filed 10 Feb 2022.