BRF
AFT

B. Riley Financial’s Apollo Senior Floating Rate Fund Inc. AFT Stock Holding History

B. Riley Financial’s Portfolio AFT Stock Details AFT Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2018
Q4 		– Sell
-44,973
Closed -$719K – 206
2018
Q3 		$719K Hold
44,973
– – 0.2% 76
2018
Q2 		$734K Hold
44,973
– – 0.19% 99
2018
Q1 		$757K Hold
44,973
– – 0.21% 112
2017
Q4 		$729K Hold
44,973
– – 0.19% 124
2017
Q3 		$753K Buy
44,973
+2,955
+7% +$49.7K 0.21% 118
2017
Q2 		$709K Hold
42,018
– – 0.19% 110
2017
Q1 		$737K Sell
42,018
-7,875
-16% -$138K 0.37% 63
2016
Q4 		$868K Hold
49,893
– – 0.58% 49
2016
Q3 		$845K Hold
49,893
– – 0.54% 40
2016
Q2 		$788K Buy
49,893
+1,500
+3% +$23.6K 0.46% 45
2016
Q1 		$736K Hold
48,393
– – 0.54% 45
2015
Q4 		$733K Buy
+48,393
New +$741K 0.53% 43

Other funds holding AFT

GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
RCM
Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return
OIA
OneDigital Investment Advisors Overland Park, Kansas $10.2B AUM 16.58% 1-Year Est. Return
FIMG
Financial & Investment Management Group Traverse City, Michigan $274M AUM 8.43% 1-Year Est. Return
ISSM
Invesco Senior Secured Management New York $40.9M AUM 3.88% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
CCP
Clough Capital Partners Boston, Massachusetts $1.04B AUM 49.7% 1-Year Est. Return

B. Riley Financial's AFT Position: Q4 2018 in Review

B. Riley Financial sold out of Apollo Senior Floating Rate Fund Inc. (AFT) in Q4 2018, closing a stake of 44,973 shares — an estimated $719K sold.

B. Riley Financial first reported a position in AFT in Q4 2015 and held it in 12 quarters. The position peaked at $868K in Q4 2016. 60 funds tracked by Wall St. Rank hold AFT as of Q4 2018.

  • B. Riley Financial reported no remaining Apollo Senior Floating Rate Fund Inc. position as of Q4 2018 after selling out during the quarter.
  • B. Riley Financial sold 44,973 Apollo Senior Floating Rate Fund Inc. shares in Q4 2018, an estimated $719K.
  • B. Riley Financial first reported a position in Apollo Senior Floating Rate Fund Inc. in Q4 2015 and held it in 12 quarters.
  • B. Riley Financial's Apollo Senior Floating Rate Fund Inc. position peaked at $868K in Q4 2016.
  • 60 funds tracked by Wall St. Rank held Apollo Senior Floating Rate Fund Inc. as of Q4 2018.

Based on B. Riley Financial's 13F filing for Q4 2018, filed 7 Feb 2019.