Axa’s State Street SPDR Nuveen ICE High Yield Municipal Bond ETF HYMB Stock Holding History

Axa’s Portfolio HYMB Stock Details HYMB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-4,040	Closed	-$121K	–	1265
2016 Q2	$121K	Sell	4,040 -900	-18%	-$26.3K	﹤0.01%	1226
2016 Q1	$142K	Sell	4,940 -300	-6%	-$8.57K	﹤0.01%	1181
2015 Q4	$149K	Hold	5,240	–	–	﹤0.01%	1204
2015 Q3	$148K	Buy	5,240 +680	+15%	+$19K	﹤0.01%	1255
2015 Q2	$126K	Sell	4,560 -1,960	-30%	-$55.8K	﹤0.01%	1268
2015 Q1	$188K	Buy	6,520 +680	+12%	+$19.7K	﹤0.01%	1249
2014 Q4	$168K	Buy	5,840 +2,660	+84%	+$75.9K	﹤0.01%	1280
2014 Q3	$90K	Buy	3,180 +2,640	+489%	+$73.9K	﹤0.01%	1310
2014 Q2	$15K	Buy	+540	New	+$15K	﹤0.01%	1356

Other funds holding HYMB

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

ACM

Aviance Capital Management Sarasota, Florida $668M AUM 6.48% 1-Year Est. Return

VCM

Vigilant Capital Management Portland, Maine $1.34B AUM 15.33% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

SEI Investments Oaks, Pennsylvania $108B AUM 26.14% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Axa's HYMB Position: Q3 2016 in Review

Axa sold out of State Street SPDR Nuveen ICE High Yield Municipal Bond ETF (HYMB) in Q3 2016, closing a stake of 4,040 shares — an estimated $121K sold.

Axa first reported a position in HYMB in Q2 2014 and held it in 9 quarters. The position peaked at $188K in Q1 2015. 86 funds tracked by Wall St. Rank hold HYMB as of Q3 2016.

Axa reported no remaining State Street SPDR Nuveen ICE High Yield Municipal Bond ETF position as of Q3 2016 after selling out during the quarter.
Axa sold 4,040 State Street SPDR Nuveen ICE High Yield Municipal Bond ETF shares in Q3 2016, an estimated $121K.
Axa first reported a position in State Street SPDR Nuveen ICE High Yield Municipal Bond ETF in Q2 2014 and held it in 9 quarters.
Axa's State Street SPDR Nuveen ICE High Yield Municipal Bond ETF position peaked at $188K in Q1 2015.
86 funds tracked by Wall St. Rank held State Street SPDR Nuveen ICE High Yield Municipal Bond ETF as of Q3 2016.

Based on Axa's 13F filing for Q3 2016, filed 10 Nov 2016.