AssetMark Inc’s Principal Spectrum Preferred Securities Active ETF PREF Stock Holding History

AssetMark Inc’s Portfolio PREF Stock Details PREF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q3	$52.1K	Buy	2,837 +447	+19%	+$8.4K	﹤0.01%	1874
2026 Q2	$45.6K	Hold	2,390	–	–	﹤0.01%	1867
2026 Q1	$45K	Hold	2,390	–	–	﹤0.01%	1783
2025 Q4	$45.6K	Hold	2,390	–	–	﹤0.01%	1753
2025 Q3	$45.7K	Hold	2,390	–	–	﹤0.01%	1663
2025 Q2	$45.3K	Buy	+2,390	New	+$44.5K	﹤0.01%	1589

Other funds holding PREF

Principal Financial Group Des Moines, Iowa $195B AUM 21.17% 1-Year Est. Return

LPL Financial San Diego, California $468B AUM 17.69% 1-Year Est. Return

Cornerstone Advisors Asset Management Bethlehem, Pennsylvania $902M AUM 8.72% 1-Year Est. Return

Bensler Bellevue, Washington $1.06B AUM 29.38% 1-Year Est. Return

Wealth Enhancement Advisory Services Plymouth, Minnesota $67.3B AUM 21.9% 1-Year Est. Return

Capital Investment Advisory Services Raleigh, North Carolina $1.61B AUM 16.94% 1-Year Est. Return

Daymark Wealth Partners Cincinnati, Ohio $4.41B AUM 22.52% 1-Year Est. Return

Focused Alpha LLC Denver, Colorado $402M AUM 23.92% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $77B AUM 19.24% 1-Year Est. Return

GWM

GSB Wealth Management Guilford, Connecticut $493M AUM 21.02% 1-Year Est. Return

AssetMark Inc's PREF Position: Q3 2026 in Review

AssetMark Inc increased its Principal Spectrum Preferred Securities Active ETF (PREF) stake by 19% in Q3 2026, buying an estimated $8.4K and bringing the position to 2,837 shares worth $52.1K. The position accounts for ﹤0.01% of the portfolio, ranked #1874.

AssetMark Inc first reported a position in PREF in Q2 2025 and has held it in 6 quarters since. 70 funds tracked by Wall St. Rank hold PREF as of Q3 2026.

AssetMark Inc held 2,837 shares of Principal Spectrum Preferred Securities Active ETF worth $52.1K as of Q3 2026.
AssetMark Inc bought 447 Principal Spectrum Preferred Securities Active ETF shares in Q3 2026, an estimated $8.4K.
Principal Spectrum Preferred Securities Active ETF made up ﹤0.01% of AssetMark Inc's portfolio in Q3 2026, its #1874 holding.
AssetMark Inc first reported a position in Principal Spectrum Preferred Securities Active ETF in Q2 2025 and has held it in 6 quarters since.
70 funds tracked by Wall St. Rank held Principal Spectrum Preferred Securities Active ETF as of Q3 2026.

Based on AssetMark Inc's 13F filing for Q3 2026, filed 21 Oct 2026.