Ameriprise’s Uni-Pixel, Inc. UNXL Stock Holding History

Ameriprise’s Portfolio UNXL Stock Details UNXL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-250	Closed	-$2K	–	4886
2014 Q3	$2K	Hold	250	–	–	﹤0.01%	5458
2014 Q2	$2K	Hold	250	–	–	﹤0.01%	5260
2014 Q1	$2K	Sell	250 -20	-7%	-$190	﹤0.01%	5088
2013 Q4	$3K	Sell	270 -360	-57%	-$5.31K	﹤0.01%	4797
2013 Q3	$11K	Hold	630	–	–	﹤0.01%	4868
2013 Q2	$9K	Buy	+630	New	+$16.3K	﹤0.01%	4880

Other funds holding UNXL

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

D.E. Shaw & Co New York $166B AUM 43.98% 1-Year Est. Return

SAM

Serengeti Asset Management New York $31.8M AUM 23.16% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

CHAM

Clear Harbor Asset Management Stamford, Connecticut $1.45B AUM 23.7% 1-Year Est. Return

Armistice Capital New York $5.62B AUM 36.06% 1-Year Est. Return

Group One Trading Chicago, Illinois $52.2B AUM 104.56% 1-Year Est. Return

WAM

Wolverine Asset Management Chicago, Illinois $10.4B AUM 4.78% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

RFC

Regions Financial Corp Birmingham, Alabama $15.4B AUM 21.7% 1-Year Est. Return

Ameriprise's UNXL Position: Q4 2014 in Review

Ameriprise sold out of Uni-Pixel, Inc. (UNXL) in Q4 2014, closing a stake of 250 shares — an estimated $2K sold.

Ameriprise first reported a position in UNXL in Q2 2013 and held it in 6 quarters. The position peaked at $11K in Q3 2013. 40 funds tracked by Wall St. Rank hold UNXL as of Q4 2014.

Ameriprise reported no remaining Uni-Pixel, Inc. position as of Q4 2014 after selling out during the quarter.
Ameriprise sold 250 Uni-Pixel, Inc. shares in Q4 2014, an estimated $2K.
Ameriprise first reported a position in Uni-Pixel, Inc. in Q2 2013 and held it in 6 quarters.
Ameriprise's Uni-Pixel, Inc. position peaked at $11K in Q3 2013.
40 funds tracked by Wall St. Rank held Uni-Pixel, Inc. as of Q4 2014.

Based on Ameriprise's 13F filing for Q4 2014, filed 13 Feb 2015.