Ameriprise’s PWSHS S&P 500 HIGH QTY PORTF S&P HIGH QTY RKGS INDEX PIV Stock Holding History

Ameriprise’s Portfolio PIV Stock Details PIV Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q2	–	Sell	-336,004	Closed	-$10M	–	3785
2018 Q1	$10M	Buy	336,004 +182,230	+119%	+$5.44M	﹤0.01%	1663
2017 Q4	$4.64M	Buy	153,774 +23,729	+18%	+$715K	﹤0.01%	2195
2017 Q3	$3.74M	Sell	130,045 -75,039	-37%	-$2.16M	﹤0.01%	2288
2017 Q2	$5.75M	Sell	205,084 -7,875	-4%	-$221K	﹤0.01%	1961
2017 Q1	$5.84M	Buy	212,959 +16,422	+8%	+$450K	﹤0.01%	1913
2016 Q4	$5.1M	Buy	196,537 +22,086	+13%	+$573K	﹤0.01%	2031
2016 Q3	$4.38M	Buy	174,451 +31,312	+22%	+$787K	﹤0.01%	2085
2016 Q2	$3.55M	Buy	143,139 +105,502	+280%	+$2.62M	﹤0.01%	2185
2016 Q1	$926K	Buy	37,637 +26,965	+253%	+$663K	﹤0.01%	2890
2015 Q4	$247K	Buy	+10,672	New	+$247K	﹤0.01%	3571
2014 Q4	–	Sell	-1,367	Closed	-$29K	–	5492
2014 Q3	$29K	Sell	1,367 -1,934	-59%	-$41K	﹤0.01%	4293
2014 Q2	$71K	Buy	3,301 +1,163	+54%	+$25K	﹤0.01%	3748
2014 Q1	$44K	Buy	2,138 +2	+0.1%	+$41	﹤0.01%	3849
2013 Q4	$44K	Buy	2,136 +1,371	+179%	+$28.2K	﹤0.01%	3723
2013 Q3	$14K	Buy	765 +108	+16%	+$1.98K	﹤0.01%	4694
2013 Q2	$12K	Buy	+657	New	+$12K	﹤0.01%	4691

Other funds holding PIV

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

SMG

Smart Money Group Eastland, Texas $344M AUM 16.66% 1-Year Est. Return

PWAG

Polaris Wealth Advisory Group San Rafael, California $1.31B AUM 17.95% 1-Year Est. Return

Ameriprise's PIV Position: Q2 2018 in Review

Ameriprise sold out of PWSHS S&P 500 HIGH QTY PORTF S&P HIGH QTY RKGS INDEX (PIV) in Q2 2018, closing a stake of 336,004 shares — an estimated $10M sold.

Ameriprise first reported a position in PIV in Q2 2013 and held it in 16 quarters. The position peaked at $10M in Q1 2018. 3 funds tracked by Wall St. Rank hold PIV as of Q2 2018.

Ameriprise reported no remaining PWSHS S&P 500 HIGH QTY PORTF S&P HIGH QTY RKGS INDEX position as of Q2 2018 after selling out during the quarter.
Ameriprise sold 336,004 PWSHS S&P 500 HIGH QTY PORTF S&P HIGH QTY RKGS INDEX shares in Q2 2018, an estimated $10M.
Ameriprise first reported a position in PWSHS S&P 500 HIGH QTY PORTF S&P HIGH QTY RKGS INDEX in Q2 2013 and held it in 16 quarters.
Ameriprise's PWSHS S&P 500 HIGH QTY PORTF S&P HIGH QTY RKGS INDEX position peaked at $10M in Q1 2018.
3 funds tracked by Wall St. Rank held PWSHS S&P 500 HIGH QTY PORTF S&P HIGH QTY RKGS INDEX as of Q2 2018.

Based on Ameriprise's 13F filing for Q2 2018, filed 14 Aug 2018.