Ameriprise
NQM

Ameriprise’s NUVEEN INVESTMENT QLTY MUNI FD NQM Stock Holding History

Ameriprise’s Portfolio NQM Stock Details NQM Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2013
Q4 		– Sell
-3,543
Closed -$49K – 5633
2013
Q3 		$49K Hold
3,543
– – ﹤0.01% 3828
2013
Q2 		$51K Buy
+3,543
New +$54.9K ﹤0.01% 3712

Other funds holding NQM

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
OA
Oxbow Advisors Austin, Texas $1.18B AUM 28.15% 1-Year Est. Return
RCM
Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return
MIG
Mariner Investment Group Harrison, New York $463M AUM 13.33% 1-Year Est. Return
GEM
Global Endowment Management Charlotte, North Carolina $896M AUM 13.86% 1-Year Est. Return
PPA
Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Ameriprise's NQM Position: Q4 2013 in Review

Ameriprise sold out of NUVEEN INVESTMENT QLTY MUNI FD (NQM) in Q4 2013, closing a stake of 3,543 shares — an estimated $49K sold.

Ameriprise first reported a position in NQM in Q2 2013 and held it in 2 quarters. The position peaked at $51K in Q2 2013. 60 funds tracked by Wall St. Rank hold NQM as of Q4 2013.

  • Ameriprise reported no remaining NUVEEN INVESTMENT QLTY MUNI FD position as of Q4 2013 after selling out during the quarter.
  • Ameriprise sold 3,543 NUVEEN INVESTMENT QLTY MUNI FD shares in Q4 2013, an estimated $49K.
  • Ameriprise first reported a position in NUVEEN INVESTMENT QLTY MUNI FD in Q2 2013 and held it in 2 quarters.
  • Ameriprise's NUVEEN INVESTMENT QLTY MUNI FD position peaked at $51K in Q2 2013.
  • 60 funds tracked by Wall St. Rank held NUVEEN INVESTMENT QLTY MUNI FD as of Q4 2013.

Based on Ameriprise's 13F filing for Q4 2013, filed 14 Feb 2014.