AWM
CAT icon

AE Wealth Management’s Caterpillar CAT Stock Holding History

AE Wealth Management’s Portfolio CAT Stock Details CAT Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2019
Q2 		– Sell
-200
Closed -$2K – 976
2019
Q1 		$2K Buy
+200
New +$26.6K ﹤0.01% 638

Other funds holding CAT

BlackRock
BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return
State Street
State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return
Vanguard Capital Management
Vanguard Capital Management Malvern, Pennsylvania $4.68T AUM
State Farm Mutual Automobile Insurance
State Farm Mutual Automobile Insurance Bloomington, Illinois $146B AUM 55.73% 1-Year Est. Return
Vanguard Portfolio Management
Vanguard Portfolio Management Malvern, Pennsylvania $2.22T AUM
Geode Capital Management
Geode Capital Management Boston, Massachusetts $1.88T AUM 44.46% 1-Year Est. Return
Fisher Asset Management
Fisher Asset Management Camas, Washington $336B AUM 34.66% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return
JP Morgan Chase
JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return
Gates Foundation Trust
Gates Foundation Trust Kirkland, Washington $34.4B AUM 26.34% 1-Year Est. Return

AE Wealth Management's CAT Position: Q2 2026 in Review

AE Wealth Management increased its Caterpillar (CAT) stake by 118% in Q2 2026, buying an estimated $26.5M and bringing the position to 55,707 shares worth $59.3M. The position accounts for 0.28% of the portfolio, ranked #90.

AE Wealth Management first reported a position in CAT in Q4 2016 and has held it in 39 quarters since. 4,048 funds tracked by Wall St. Rank hold CAT as of Q2 2026.

  • AE Wealth Management held 55,707 shares of Caterpillar worth $59.3M as of Q2 2026.
  • AE Wealth Management bought 30,157 Caterpillar shares in Q2 2026, an estimated $26.5M.
  • Caterpillar made up 0.28% of AE Wealth Management's portfolio in Q2 2026, its #90 holding.
  • AE Wealth Management first reported a position in Caterpillar in Q4 2016 and has held it in 39 quarters since.
  • 4,048 funds tracked by Wall St. Rank held Caterpillar as of Q2 2026.

Based on AE Wealth Management's 13F filing for Q2 2026, filed 3 Aug 2026.