AWM
CAT icon

AE Wealth Management’s Caterpillar CAT Stock Holding History

AE Wealth Management’s Portfolio CAT Stock Details CAT Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2019
Q2 		– Sell
-200
Closed -$2K – 976
2019
Q1 		$2K Buy
+200
New +$26.6K ﹤0.01% 638

Other funds holding CAT

BlackRock
BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return
State Street
State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return
VCM
Vanguard Capital Management Malvern, Pennsylvania $4.04T AUM
State Farm Mutual Automobile Insurance
State Farm Mutual Automobile Insurance Bloomington, Illinois $127B AUM 32.55% 1-Year Est. Return
VPM
Vanguard Portfolio Management Malvern, Pennsylvania $1.91T AUM
Geode Capital Management
Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return
Fisher Asset Management
Fisher Asset Management Camas, Washington $295B AUM 31.6% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Gates Foundation Trust
Gates Foundation Trust Kirkland, Washington $31.7B AUM 20.52% 1-Year Est. Return
Northern Trust
Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

AE Wealth Management's CAT Position: Q1 2026 in Review

AE Wealth Management increased its Caterpillar (CAT) stake by 4.2% in Q1 2026, buying an estimated $718K and bringing the position to 25,550 shares worth $18.1M. The position accounts for 0.1% of the portfolio, ranked #217.

AE Wealth Management first reported a position in CAT in Q4 2016 and has held it in 38 quarters since. The position peaked at $31.1M in Q4 2023. 3,733 funds tracked by Wall St. Rank hold CAT as of Q1 2026.

  • AE Wealth Management held 25,550 shares of Caterpillar worth $18.1M as of Q1 2026.
  • AE Wealth Management bought 1,036 Caterpillar shares in Q1 2026, an estimated $718K.
  • Caterpillar made up 0.1% of AE Wealth Management's portfolio in Q1 2026, its #217 holding.
  • AE Wealth Management first reported a position in Caterpillar in Q4 2016 and has held it in 38 quarters since.
  • AE Wealth Management's Caterpillar position peaked at $31.1M in Q4 2023.
  • 3,733 funds tracked by Wall St. Rank held Caterpillar as of Q1 2026.

Based on AE Wealth Management's 13F filing for Q1 2026, filed 13 May 2026.