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AAM

Advisors Asset Management Portfolio holdings

AUM $6.01B
1-Year Est. Return 24.74%
This Fund
S&P 500
This Quarter Est. Return
-1.11%
1 Year Est. Return
+24.74%
3 Year Est. Return
+70.4%
5 Year Est. Return
+80.65%
10 Year Est. Return
+281.78%
AUM
$6.58B
AUM Growth
-$203M
Cap. Flow
-$79.8M
Cap. Flow %
-1.21%
Top 10 Hldgs %
22.57%
Holding
1,514
New
113
Increased
658
Reduced
689
Closed
51

Top Buys

Rank Stock Value
1
RTX icon
RTX Corp
RTX
+$13.2M
2
SHOP icon
Shopify
SHOP
+$10.3M
3
XYZ
Block Inc
XYZ
+$10.3M
4
TGT icon
Target
TGT
+$9.77M
5
GLO
Clough Global Opportunities Fund
GLO
+$8.9M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$27.8M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$18.9M
3
AAPL icon
Apple
AAPL
+$13.1M
4
META icon
Meta Platforms (Facebook)
META
+$11M
5
ACN icon
Accenture
ACN
+$8.15M

Sector Composition

Rank Sector Weight
1 Technology 17.48%
2 Financials 13.44%
3 Communication Services 11.3%
4 Consumer Discretionary 10.12%
5 Healthcare 9.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MASI
351
DELISTED
Masimo
MASI
$3.91M 0.06%
14,456
-1,937
-12% -$525K
STLA icon
352
Stellantis
STLA
$21.7B
$3.91M 0.06%
204,623
-4,266
-2% -$84.4K
NZF icon
353
Nuveen Municipal Credit Income Fund
NZF
$2.4B
$3.89M 0.06%
232,623
+48,976
+27% +$848K
ABB
354
DELISTED
ABB Ltd
ABB
$3.85M 0.06%
115,340
-3,768
-3% -$137K
TSCO icon
355
Tractor Supply
TSCO
$16.1B
$3.85M 0.06%
94,905
+4,575
+5% +$177K
SCS
356
DELISTED
Steelcase
SCS
$3.84M 0.06%
302,877
+109,951
+57% +$1.52M
GAIN icon
357
Gladstone Investment Corp
GAIN
$643M
$3.83M 0.06%
276,348
+40,394
+17% +$586K
SO icon
358
Southern Company
SO
$109B
$3.83M 0.06%
61,843
-29,166
-32% -$1.88M
SCM icon
359
Stellus Capital Investment Corp
SCM
$217M
$3.83M 0.06%
293,337
+44,324
+18% +$581K
STE icon
360
Steris
STE
$22.3B
$3.82M 0.06%
18,703
-3,098
-14% -$663K
NEM icon
361
Newmont
NEM
$98.7B
$3.82M 0.06%
70,339
+23,026
+49% +$1.36M
MAR icon
362
Marriott International
MAR
$98.3B
$3.82M 0.06%
25,773
+415
+2% +$57.9K
SIVB
363
DELISTED
SVB Financial Group
SIVB
$3.8M 0.06%
5,879
-796
-12% -$462K
SAR icon
364
Saratoga Investment
SAR
$312M
$3.8M 0.06%
132,087
+15,553
+13% +$429K
HRZN icon
365
Horizon Technology Finance
HRZN
$295M
$3.78M 0.06%
232,234
+37,293
+19% +$635K
ICE icon
366
Intercontinental Exchange
ICE
$85.6B
$3.77M 0.06%
32,787
-14,628
-31% -$1.74M
DUK icon
367
Duke Energy
DUK
$97.8B
$3.73M 0.06%
38,274
-405
-1% -$41.9K
WELL icon
368
Welltower
WELL
$169B
$3.73M 0.06%
45,294
-3,730
-8% -$321K
GPN icon
369
Global Payments
GPN
$23B
$3.73M 0.06%
23,657
-1,153
-5% -$200K
SGEN
370
DELISTED
Seagen Inc. Common Stock
SGEN
$3.72M 0.06%
21,930
+1,506
+7% +$234K
MVF
371
DELISTED
BlackRock MuniVest Fund
MVF
$3.71M 0.06%
392,137
+86,730
+28% +$846K
BKNG icon
372
Booking.com
BKNG
$149B
$3.7M 0.06%
38,975
+1,525
+4% +$137K
VVR icon
373
Invesco Senior Income Trust
VVR
$457M
$3.68M 0.06%
827,290
-44,659
-5% -$194K
SPG icon
374
Simon Property Group
SPG
$74.4B
$3.64M 0.06%
28,012
-3,135
-10% -$408K
PDX
375
PIMCO Dynamic Income Strategy Fund
PDX
$955M
$3.63M 0.06%
297,598
+41,868
+16% +$489K
13 14
15
16 17

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Advisors Asset Management's Q3 2021 Portfolio in Review

As of Q3 2021, Advisors Asset Management held 1,514 positions worth $6.58B, down 3% from $6.78B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Advisors Asset Management's Q3 2021 filing shows 113 new, 658 increased, 689 reduced and 51 closed positions. Its largest new stake was RTX Corp: 154,238 shares worth $13.3M. The largest sale was Microsoft, an estimated $27.8M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Communication Services.

  • Advisors Asset Management's largest Q3 2021 buy was RTX Corp: 154,238 shares worth $13.3M.
  • Advisors Asset Management added most to Shopify in Q3 2021, an estimated $10.3M increase.
  • Advisors Asset Management's biggest Q3 2021 reduction was Microsoft, cutting an estimated $27.8M.
  • Advisors Asset Management fully exited Maxim Integrated Products in Q3 2021, selling an estimated $2.58M.
  • Advisors Asset Management's ten largest holdings make up 23% of its $6.58B portfolio in Q3 2021.
  • Advisors Asset Management opened 113 new positions and closed 51 in Q3 2021.
  • Advisors Asset Management's portfolio value fell 3% quarter-over-quarter to $6.58B.

Based on Advisors Asset Management's 13F filing for Q3 2021, filed 12 Nov 2021.