Advisor Group’s First Trust Institutional Preferred Securities and Income ETF FPEI Stock Holding History

Advisor Group’s Portfolio FPEI Stock Details FPEI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$249K	Sell	12,388 -5,568	-31%	-$111K	﹤0.01%	2214
2019 Q3	$351K	Sell	17,956 -57	-0.3%	-$1.11K	﹤0.01%	1883
2019 Q2	$349K	Buy	18,013 +6,846	+61%	+$131K	﹤0.01%	1873
2019 Q1	$212K	Sell	11,167 -500	-4%	-$9.35K	﹤0.01%	2240
2018 Q4	$213K	Buy	11,667 +447	+4%	+$8.33K	﹤0.01%	2044
2018 Q3	$213K	Sell	11,220 -54,442	-83%	-$1.04M	﹤0.01%	2117
2018 Q2	$1.25M	Buy	65,662 +945	+1%	+$18.3K	0.02%	754
2018 Q1	$1.26M	Buy	64,717 +4,238	+7%	+$84.6K	0.02%	747
2017 Q4	$1.22M	Buy	60,479 +5,378	+10%	+$108K	0.02%	777
2017 Q3	$1.11M	Buy	+55,101	New	+$1.11M	0.02%	744

Other funds holding FPEI

SEIA

Signature Estate & Investment Advisors Los Angeles, California $5.56B AUM 26.66% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

PWM

Peterson Wealth Management Sparks, Nevada $172M AUM 22.85% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

PFC

Phocas Financial Corp Alameda, California $637M AUM 39.08% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

QWM

QP Wealth Management Eatontown, New Jersey $70.1M AUM

Advisor Group's FPEI Position: Q4 2019 in Review

Advisor Group reduced its First Trust Institutional Preferred Securities and Income ETF (FPEI) stake by 31% in Q4 2019, selling an estimated $111K and leaving 12,388 shares worth $249K. The position accounts for ﹤0.01% of the portfolio, ranked #2214.

Advisor Group first reported a position in FPEI in Q3 2017 and has held it in 10 quarters since. The position peaked at $1.26M in Q1 2018. 44 funds tracked by Wall St. Rank hold FPEI as of Q4 2019.

Advisor Group held 12,388 shares of First Trust Institutional Preferred Securities and Income ETF worth $249K as of Q4 2019.
Advisor Group sold 5,568 First Trust Institutional Preferred Securities and Income ETF shares in Q4 2019, an estimated $111K.
First Trust Institutional Preferred Securities and Income ETF made up ﹤0.01% of Advisor Group's portfolio in Q4 2019, its #2214 holding.
Advisor Group first reported a position in First Trust Institutional Preferred Securities and Income ETF in Q3 2017 and has held it in 10 quarters since.
Advisor Group's First Trust Institutional Preferred Securities and Income ETF position peaked at $1.26M in Q1 2018.
44 funds tracked by Wall St. Rank held First Trust Institutional Preferred Securities and Income ETF as of Q4 2019.

Based on Advisor Group's 13F filing for Q4 2019, filed 12 Feb 2020.