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400 Capital Management Portfolio holdings

AUM $1.4B
This Fund
S&P 500
This Quarter Est. Return
0%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$374M
AUM Growth
-$143M
Cap. Flow
-$6.8K
Cap. Flow %
-0%
Top 10 Hldgs %
100%
Holding
7
New
1
Increased
3
Reduced
–
Closed
3

Top Buys

No buys this quarter

Top Sells

Rank Stock Value
1
MNK
Mallinckrodt plc
MNK
+$6.8K

Sector Composition

Rank Sector Weight
1 Miscellaneous 100%
2 Healthcare 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QQQ icon
1
PUT
Invesco QQQ Trust
QQQ
$489B
$358M 95.77%
9,999,000
+8,660,000
+647% +$3.21B
HYG icon
2
PUT
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.3B
$7.74M 2.07%
1,050,000
+910,500
+653% +$68M
SPY icon
3
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$815B
$7.48M 2%
175,000
+157,500
+900% +$70.1M
GEO icon
4
PUT
The GEO Group
GEO
$4.18B
$613K 0.16%
+750
New +$5.48K
EWZ icon
5
PUT
iShares MSCI Brazil ETF
EWZ
$8.6B
– –
-28,400
Closed -$921K
IWM icon
6
PUT
iShares Russell 2000 ETF
IWM
$81.2B
– –
-17,500
Closed -$3.28M
MNK
7
DELISTED
Mallinckrodt plc
MNK
– –
-5,760
Closed -$6.8K

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400 Capital Management's Q3 2023 Portfolio in Review

As of Q3 2023, 400 Capital Management held 7 positions worth $374M, down 28% from $517M the previous quarter. Its ten largest holdings account for 100% of the portfolio.

400 Capital Management's Q3 2023 filing shows 1 new, 3 increased and 3 closed positions. The largest sale was Mallinckrodt plc, an estimated $6.8K.

By sector, the portfolio is most concentrated in Miscellaneous at 100% of assets, up from 100% a quarter earlier, followed by Healthcare.

  • 400 Capital Management fully exited Mallinckrodt plc in Q3 2023, selling an estimated $6.8K.
  • 400 Capital Management's ten largest holdings make up 100% of its $374M portfolio in Q3 2023.
  • 400 Capital Management opened 1 new position and closed 3 in Q3 2023.
  • 400 Capital Management's portfolio value fell 28% quarter-over-quarter to $374M.

Based on 400 Capital Management's 13F filing for Q3 2023, filed 13 Nov 2023.