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4CM

400 Capital Management Portfolio holdings

AUM $1.4B
This Fund
S&P 500
This Quarter Est. Return
+2.05%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$137M
AUM Growth
–
Cap. Flow
+$3.68M
Cap. Flow %
2.68%
Top 10 Hldgs %
100%
Holding
10
New
10
Increased
–
Reduced
–
Closed
–

Top Buys

Rank Stock Value
1
FTAI icon
FTAI Aviation
FTAI
+$948K
2
FSK icon
FS KKR Capital
FSK
+$728K
3
VATE icon
INNOVATE Corp
VATE
+$710K

Top Sells

No sells this quarter

Sector Composition

Rank Sector Weight
1 Industrials 1.26%
2 Financials 0.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OEF icon
1
PUT
iShares S&P 100 ETF
OEF
$20.1B
$94.1M 68.44%
+4,228
New +$896K
SPY icon
2
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$774B
$23.8M 17.32%
+501
New +$230K
HYG icon
3
PUT
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.9B
$13.4M 9.75%
+1,540
New +$134K
EWA icon
4
PUT
iShares MSCI Australia ETF
EWA
$1.43B
$1.68M 1.23%
+600
New +$15.3K
FTAI icon
5
FTAI Aviation
FTAI
$21.3B
$1.07M 0.78%
+43,373
New +$948K
AMR icon
6
PUT
Alpha Metallurgical Resources
AMR
$1.83B
$940K 0.68%
+154
New +$8.54K
CCL icon
7
PUT
Carnival Corporation Ltd
CCL
$36.2B
$905K 0.66%
+450
New +$9.63K
FSK icon
8
FS KKR Capital
FSK
$3.06B
$706K 0.51%
+33,705
New +$728K
VATE icon
9
INNOVATE Corp
VATE
$123M
$661K 0.48%
+17,864
New +$710K
VALE icon
10
PUT
Vale
VALE
$60.4B
$202K 0.15%
+143
New +$1.9K

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SFI
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400 Capital Management's Q4 2021 Portfolio in Review

Q4 2021 is the first quarter with a 13F filing on record for 400 Capital Management, which disclosed 10 positions worth $137M. Its ten largest holdings account for 100% of the portfolio.

Its largest position is FTAI Aviation: 43,373 shares worth $1.07M.

By sector, the portfolio is most concentrated in Industrials at 1.3% of assets, followed by Financials.

  • 400 Capital Management's largest Q4 2021 buy was FTAI Aviation: 43,373 shares worth $1.07M.
  • 400 Capital Management's ten largest holdings make up 100% of its $137M portfolio in Q4 2021.
  • 400 Capital Management disclosed 10 positions in Q4 2021, its first 13F filing on record.

Based on 400 Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.