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4CM

400 Capital Management Portfolio holdings

AUM $1.4B
This Fund
S&P 500
This Quarter Est. Return
0%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$497M
AUM Growth
-$816M
Cap. Flow
-$15.9M
Cap. Flow %
-3.21%
Top 10 Hldgs %
100%
Holding
13
New
2
Increased
2
Reduced
2
Closed
5

Top Buys

No buys this quarter

Top Sells

Rank Stock Value
1
FSK icon
FS KKR Capital
FSK
+$206K

Sector Composition

Rank Sector Weight
1 Financials 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HYG icon
1
PUT
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.9B
$478M 96.21%
66,934
+65,560
+4,771% +$4.95M
SPY icon
2
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$774B
$8.54M 1.72%
239
-33,899
-99% -$13.5M
IWM icon
3
PUT
iShares Russell 2000 ETF
IWM
$82.2B
$6.22M 1.25%
377
+171
+83% +$31.2K
GOL
4
PUT
DELISTED
Gol Linhas Aéreas Inteligentes S.A. American Depositary Shares (Each representing Ten Preferred Shares)
GOL
$1.18M 0.24%
3,600
– –
THRY icon
5
PUT
Thryv Holdings
THRY
$171M
$936K 0.19%
410
– –
ANF icon
6
PUT
Abercrombie & Fitch
ANF
$4.23B
$775K 0.16%
+499
New +$8.61K
HAL icon
7
PUT
Halliburton
HAL
$29.4B
$615K 0.12%
+250
New +$7.15K
RNG icon
8
PUT
RingCentral
RNG
$3.47B
$567K 0.11%
142
-71
-33% -$3.4K
OSG
9
PUT
Octave Specialty Group
OSG
$275M
– –
-2,000
Closed -$2.27M
FSK icon
10
FS KKR Capital
FSK
$3.06B
– –
-10,643
Closed -$206K
HTZ icon
11
PUT
Hertz
HTZ
$568M
– –
-1,186
Closed -$1.88M
PFSI icon
12
PUT
PennyMac Financial
PFSI
$4.43B
– –
-200
Closed -$874K
XHB icon
13
PUT
State Street SPDR S&P Homebuilders ETF
XHB
$2.08B
– –
-412
Closed -$2.25M

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400 Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, 400 Capital Management held 13 positions worth $497M, down 62% from $1.31B the previous quarter. Its ten largest holdings account for 100% of the portfolio.

400 Capital Management withdrew a net $15.9M in Q3 2022, closing 5 positions and reducing 2 holdings. Its most notable exit was FS KKR Capital, an estimated $206K position sold in full.

By sector, the portfolio is most concentrated in Financials at 0% of assets, down from 0.02% a quarter earlier.

  • 400 Capital Management fully exited FS KKR Capital in Q3 2022, selling an estimated $206K.
  • 400 Capital Management's ten largest holdings make up 100% of its $497M portfolio in Q3 2022.
  • 400 Capital Management opened 2 new positions and closed 5 in Q3 2022.
  • 400 Capital Management's portfolio value fell 62% quarter-over-quarter to $497M.

Based on 400 Capital Management's 13F filing for Q3 2022, filed 14 Nov 2022.