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4CM

400 Capital Management Portfolio holdings

AUM $1.4B
This Fund
S&P 500
This Quarter Est. Return
+8.98%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$434M
AUM Growth
+$297M
Cap. Flow
-$94M
Cap. Flow %
-21.65%
Top 10 Hldgs %
99.17%
Holding
19
New
9
Increased
2
Reduced
3
Closed
4

Top Buys

No buys this quarter

Top Sells

Rank Stock Value
1
FTAI icon
FTAI Aviation
FTAI
+$1.07M
2
VATE icon
INNOVATE Corp
VATE
+$661K
3
FSK icon
FS KKR Capital
FSK
+$511K

Sector Composition

Rank Sector Weight
1 Financials 0.06%
2 Industrials 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWM icon
1
PUT
iShares Russell 2000 ETF
IWM
$82.2B
$145M 33.46%
+7,080
New +$1.44M
XLF icon
2
PUT
State Street Financial Select Sector SPDR ETF
XLF
$54.8B
$130M 29.89%
+33,880
New +$1.32M
QQQ icon
3
PUT
Invesco QQQ Trust
QQQ
$466B
$123M 28.27%
+3,387
New +$1.2M
HYG icon
4
PUT
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.9B
$11.1M 2.56%
1,354
-186
-12% -$15.6K
SPY icon
5
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$774B
$9.17M 2.11%
203
-298
-59% -$133K
AMR icon
6
PUT
Alpha Metallurgical Resources
AMR
$1.83B
$3.13M 0.72%
237
+83
+54% +$7.62K
EWZ icon
7
PUT
iShares MSCI Brazil ETF
EWZ
$9.1B
$3.02M 0.7%
+800
New +$25.9K
OSG
8
PUT
Octave Specialty Group
OSG
$275M
$2.72M 0.63%
+2,612
New +$35.4K
FEZ icon
9
PUT
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.29B
$2.23M 0.51%
+542
New +$23.5K
HTZ icon
10
PUT
Hertz
HTZ
$568M
$1.42M 0.33%
+641
New +$13.5K
VALE icon
11
PUT
Vale
VALE
$60.4B
$1.2M 0.28%
601
+458
+320% +$7.93K
CCL icon
12
PUT
Carnival Corporation Ltd
CCL
$36.2B
$909K 0.21%
450
– –
AMC icon
13
PUT
AMC Entertainment Holdings
AMC
$1.73B
$795K 0.18%
+32
New +$5.95K
RNG icon
14
PUT
RingCentral
RNG
$3.47B
$480K 0.11%
+41
New +$6.03K
FSK icon
15
FS KKR Capital
FSK
$3.06B
$242K 0.06%
10,643
-23,062
-68% -$511K
EWA icon
16
PUT
iShares MSCI Australia ETF
EWA
$1.43B
– –
-600
Closed -$1.68M
FTAI icon
17
FTAI Aviation
FTAI
$21.3B
– –
-43,373
Closed -$1.07M
OEF icon
18
PUT
iShares S&P 100 ETF
OEF
$20.1B
– –
-4,228
Closed -$94.1M
VATE icon
19
INNOVATE Corp
VATE
$123M
– –
-17,864
Closed -$661K

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HT
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SFI
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PD
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400 Capital Management's Q1 2022 Portfolio in Review

As of Q1 2022, 400 Capital Management held 19 positions worth $434M, up 216% from $137M the previous quarter. Its ten largest holdings account for 99% of the portfolio.

400 Capital Management withdrew a net $94M in Q1 2022, closing 4 positions and reducing 3 holdings. Its most notable exit was FTAI Aviation, an estimated $1.07M position sold in full.

By sector, the portfolio is most concentrated in Financials at 0.06% of assets, down from 0.51% a quarter earlier, followed by Industrials.

  • 400 Capital Management's biggest Q1 2022 reduction was FS KKR Capital, cutting an estimated $511K.
  • 400 Capital Management fully exited FTAI Aviation in Q1 2022, selling an estimated $1.07M.
  • 400 Capital Management's ten largest holdings make up 99% of its $434M portfolio in Q1 2022.
  • 400 Capital Management opened 9 new positions and closed 4 in Q1 2022.
  • 400 Capital Management's portfolio value rose 216% quarter-over-quarter to $434M.

Based on 400 Capital Management's 13F filing for Q1 2022, filed 13 May 2022.