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icono de SCD

LMP Capital and Income Fund
SCD

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Raymond James & Associates
1
Raymond James & Associates
Florida
USD 11.6 M +USD 212 k +17,307 +2%
Raymond James Financial Services Advisors
2
Raymond James Financial Services Advisors
Florida
USD 9.8 M +USD 81.8 k +6,676 +0.9%
Advisors Asset Management
3
Advisors Asset Management
Colorado
USD 7.93 M -USD 543 k -44,297 -7%
Morgan Stanley
4
Morgan Stanley
New York
USD 5.66 M -USD 454 k -37,089 -8%
CA
5
Cornerstone Advisors
North Carolina
USD 3.33 M +USD 53.7 k +4,384 +2%
Karpus Investment Management
6
Karpus Investment Management
New York
USD 3.06 M +USD 137 k +11,150 +5%
Wells Fargo
7
Wells Fargo
California
USD 2.05 M -USD 68.7 k -5,608 -3%
1607 Capital Partners
8
1607 Capital Partners
Virginia
USD 1.41 M +USD 242 k +19,770 +22%
Steward Partners Investment Advisory
9
Steward Partners Investment Advisory
New York
USD 1.33 M +USD 107 k +8,750 +9%
Osaic Holdings
10
Osaic Holdings
Arizona
USD 1.06 M -USD 16.4 k -1,338 -2%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
USD 1.02 M +USD 15.5 k +1,262 +2%
Invesco
12
Invesco
Georgia
USD 599 k -USD 290 k -23,703 -34%
AQR Arbitrage
13
AQR Arbitrage
Connecticut
USD 574 k +USD 273 k +22,285 +99%
NewEdge Advisors
14
NewEdge Advisors
Louisiana
USD 478 k +USD 7.16 k +584 +2%
Logan Stone Capital
15
Logan Stone Capital
Illinois
USD 471 k -USD 30.2 k -2,468 -6%
Chapin Davis
16
Chapin Davis
Maryland
USD 444 k +USD 40.6 k +3,310 +11%
Ameriprise
17
Ameriprise
Minnesota
USD 373 k -USD 51.7 k -4,220 -13%
Envestnet Asset Management
18
Envestnet Asset Management
Illinois
USD 370 k -USD 20.2 k -1,649 -5%
NWF Advisory Services
19
NWF Advisory Services
California
USD 362 k – – –
AlphaStar Capital Management
20
AlphaStar Capital Management
North Carolina
USD 357 k +USD 62.1 k +5,064 +22%
XML Financial
21
XML Financial
Maryland
USD 351 k – – –
PFG Advisors
22
PFG Advisors
Arizona
USD 347 k -USD 5.66 k -462 -2%
RL
23
RPO LLC
Connecticut
USD 333 k +USD 318 k +25,959 Nuevas
Guggenheim Capital
24
Guggenheim Capital
Illinois
USD 330 k -USD 92.1 k -7,515 -23%
LPL Financial
25
LPL Financial
California
USD 315 k +USD 42.8 k +3,494 +17%
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