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icono de SCD

LMP Capital and Income Fund
SCD

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Raymond James & Associates
1
Raymond James & Associates
Florida
USD 13 M +USD 454 k +32,999 +4%
Raymond James Financial Services Advisors
2
Raymond James Financial Services Advisors
Florida
USD 11.6 M +USD 341 k +24,780 +3%
Advisors Asset Management
3
Advisors Asset Management
Colorado
USD 7.51 M +USD 520 k +37,756 +8%
Morgan Stanley
4
Morgan Stanley
New York
USD 6.16 M +USD 50.5 k +3,670 +0.9%
Wells Fargo
5
Wells Fargo
California
USD 4.86 M -USD 1.22 M -88,340 -21%
CA
6
Cornerstone Advisors
North Carolina
USD 3.96 M -USD 1.6 M -116,478 -30%
Karpus Investment Management
7
Karpus Investment Management
New York
USD 3.55 M -USD 1.61 M -116,759 -32%
Parametric Portfolio Associates
8
Parametric Portfolio Associates
Washington
USD 1.66 M -USD 49.4 k -3,590 -3%
Advisor Resource Council
9
Advisor Resource Council
Texas
USD 1.16 M +USD 1.1 M +80,100 Nuevas
Osaic Holdings
10
Osaic Holdings
Arizona
USD 950 k +USD 69.6 k +5,058 +8%
1607 Capital Partners
11
1607 Capital Partners
Virginia
USD 870 k – – –
Shaker Financial Services
12
Shaker Financial Services
Virginia
USD 783 k +USD 748 k +54,315 Nuevas
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
USD 761 k +USD 97.6 k +7,090 +16%
Ameriprise
14
Ameriprise
Minnesota
USD 484 k -USD 25.6 k -1,861 -5%
PFG Advisors
15
PFG Advisors
Arizona
USD 451 k – – –
Rivernorth Capital Management
16
Rivernorth Capital Management
Florida
USD 443 k -USD 168 k -12,202 -28%
Avantax Advisory Services
17
Avantax Advisory Services
Texas
USD 442 k +USD 15.1 k +1,100 +4%
IHT Wealth Management
18
IHT Wealth Management
Illinois
USD 429 k +USD 410 k +29,768 Nuevas
Invesco
19
Invesco
Georgia
USD 420 k +USD 401 k +29,139 Nuevas
XML Financial
20
XML Financial
Maryland
USD 395 k – – –
Guggenheim Capital
21
Guggenheim Capital
Illinois
USD 381 k +USD 89.7 k +6,514 +33%
AQR Arbitrage
22
AQR Arbitrage
Connecticut
USD 335 k -USD 341 k -24,775 -52%
LPL Financial
23
LPL Financial
California
USD 323 k +USD 77.6 k +5,640 +34%
Bank of America
24
Bank of America
North Carolina
USD 258 k -USD 100 k -7,249 -29%
AlphaStar Capital Management
25
AlphaStar Capital Management
North Carolina
USD 240 k – – –
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