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iShares AAA-A Rated Corporate Bond ETF
QLTA

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Windhaven Investment Management
1
Windhaven Investment Management
Massachusetts
USD 294 M -USD 23.4 M -460,330 -7%
WBI Investments
2
WBI Investments
New Jersey
USD 27.9 M +USD 27.8 M +546,020 Nuevas
Jane Street
3
Jane Street
New York
USD 2.88 M +USD 1.74 M +34,195 +153%
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
USD 2.8 M +USD 1.81 M +35,627 +186%
Wells Fargo
5
Wells Fargo
California
USD 2.23 M +USD 465 k +9,147 +27%
BCM
6
Bluefin Capital Management
New York
USD 1.9 M -USD 5.74 M -112,740 -75%
Jefferies Group
7
Jefferies Group
New York
USD 1.6 M +USD 1.59 M +31,250 Nuevas
Bank of America
8
Bank of America
North Carolina
USD 1.34 M -USD 39 k -767 -3%
Saba Capital Management
9
Saba Capital Management
New York
USD 1.16 M -USD 1.25 M -24,591 -52%
William Blair & Company
10
William Blair & Company
Illinois
USD 1.05 M -USD 450 k -8,844 -30%
Bank of New York Mellon
11
Bank of New York Mellon
New York
USD 896 k +USD 893 k +17,558 Nuevas
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
USD 557 k -USD 4.88 k -96 -0.9%
Morgan Stanley
13
Morgan Stanley
New York
USD 512 k +USD 43.7 k +859 +9%
LPL Financial
14
LPL Financial
California
USD 483 k +USD 66.5 k +1,307 +16%
Edmond de Rothschild Holding
15
Edmond de Rothschild Holding
Switzerland
USD 352 k – – –
UBS Group
16
UBS Group
Switzerland
USD 302 k -USD 388 k -7,627 -56%
Plancorp LLC
17
Plancorp LLC
Missouri
USD 296 k +USD 295 k +5,795 Nuevas
Ameriprise
18
Ameriprise
Minnesota
USD 275 k +USD 3.31 k +65 +1%
WealthTrust-Arizona
19
WealthTrust-Arizona
Arizona
USD 245 k -USD 27.5 k -541 -10%
American International Group
20
American International Group
New York
USD 222 k +USD 31.1 k +612 +16%
Cambridge Investment Research Advisors
21
Cambridge Investment Research Advisors
Iowa
USD 210 k -USD 38.4 k -755 -16%
Axa
22
Axa
France
USD 117 k – – –
Ladenburg Thalmann Financial Services
23
Ladenburg Thalmann Financial Services
Florida
USD 71 k +USD 6 k +118 +9%
Thrivent Financial for Lutherans
24
Thrivent Financial for Lutherans
Minnesota
USD 60 k +USD 10.2 k +200 +20%
BlackRock Investment Management
25
BlackRock Investment Management
Delaware
USD 27 k -USD 1.86 M -36,464 -99%
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