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iShares AAA-A Rated Corporate Bond ETF
QLTA

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Windhaven Investment Management
1
Windhaven Investment Management
Massachusetts
USD 314 M -USD 5.65 M -109,551 -2%
BCM
2
Bluefin Capital Management
New York
USD 7.58 M -USD 396 k -7,672 -5%
Saba Capital Management
3
Saba Capital Management
New York
USD 2.39 M -USD 577 k -11,200 -19%
BlackRock Investment Management
4
BlackRock Investment Management
Delaware
USD 1.87 M +USD 130 k +2,512 +7%
Wells Fargo
5
Wells Fargo
California
USD 1.74 M +USD 1.19 M +23,174 +205%
William Blair & Company
6
William Blair & Company
Illinois
USD 1.49 M -USD 20 k -387 -1%
Bank of America
7
Bank of America
North Carolina
USD 1.36 M +USD 489 k +9,476 +54%
Jane Street
8
Jane Street
New York
USD 1.13 M -USD 1.06 M -20,584 -48%
Susquehanna International Group
9
Susquehanna International Group
Pennsylvania
USD 970 k -USD 3.45 M -66,874 -78%
UBS Group
10
UBS Group
Switzerland
USD 684 k -USD 315 k -6,104 -31%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
USD 556 k -USD 176 k -3,423 -24%
Morgan Stanley
12
Morgan Stanley
New York
USD 463 k +USD 21.7 k +421 +5%
LPL Financial
13
LPL Financial
California
USD 414 k -USD 15.9 k -308 -4%
Edmond de Rothschild Holding
14
Edmond de Rothschild Holding
Switzerland
USD 349 k +USD 356 k +6,900 Nuevas
WealthTrust-Arizona
15
WealthTrust-Arizona
Arizona
USD 270 k +USD 2.99 k +58 +1%
Ameriprise
16
Ameriprise
Minnesota
USD 268 k -USD 10.6 k -205 -4%
Cambridge Investment Research Advisors
17
Cambridge Investment Research Advisors
Iowa
USD 245 k +USD 46.6 k +904 +23%
American International Group
18
American International Group
New York
USD 189 k +USD 94.3 k +1,829 +96%
Tower Research Capital (TRC)
19
Tower Research Capital (TRC)
New York
USD 143 k +USD 146 k +2,828 Nuevas
Axa
20
Axa
France
USD 116 k -USD 50.5 k -980 -30%
Ladenburg Thalmann Financial Services
21
Ladenburg Thalmann Financial Services
Florida
USD 64 k +USD 12.9 k +250 +25%
James Investment Research
22
James Investment Research
Ohio
USD 51 k +USD 51.6 k +1,000 Nuevas
Thrivent Financial for Lutherans
23
Thrivent Financial for Lutherans
Minnesota
USD 50 k +USD 10.3 k +200 +25%
PNC Financial Services Group
24
PNC Financial Services Group
Pennsylvania
USD 22 k – – –
GWM
25
Gupta Wealth Management
California
USD 13 k – – –
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