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First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Goldman Sachs
1
Goldman Sachs
New York
USD 7.9 M – – –
Susquehanna International Group
2
Susquehanna International Group
Pennsylvania
USD 650 k +USD 150 k +10,307 +29%
Bank of America
3
Bank of America
North Carolina
USD 418 k -USD 268 k -18,423 -39%
Morgan Stanley
4
Morgan Stanley
New York
USD 386 k -USD 472 k -32,475 -55%
Virtu KCG Holdings
5
Virtu KCG Holdings
New York
USD 335 k +USD 340 k +23,408 Nuevas
Colorado Capital Management
6
Colorado Capital Management
Colorado
USD 293 k +USD 10 k +691 +3%
LPL Financial
7
LPL Financial
California
USD 276 k -USD 277 k -19,075 -50%
Transform Wealth
8
Transform Wealth
Colorado
USD 267 k +USD 272 k +18,680 Nuevas
Jane Street
9
Jane Street
New York
USD 232 k -USD 412 k -28,327 -64%
UBS Group
10
UBS Group
Switzerland
USD 220 k +USD 28.4 k +1,954 +15%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
USD 212 k +USD 22.3 k +1,532 +12%
Wells Fargo
12
Wells Fargo
California
USD 179 k -USD 60.8 k -4,180 -25%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
USD 171 k -USD 88.7 k -6,100 -34%
Citadel Advisors
14
Citadel Advisors
Florida
USD 161 k +USD 164 k +11,250 Nuevas
Envestnet Asset Management
15
Envestnet Asset Management
Illinois
USD 149 k -USD 4.84 k -333 -3%
BOK Financial
16
BOK Financial
Oklahoma
USD 143 k – – –
Ladenburg Thalmann Financial Services
17
Ladenburg Thalmann Financial Services
Florida
USD 62 k +USD 887 +61 +1%
Blume Capital Management
18
Blume Capital Management
California
USD 57 k -USD 13.1 k -900 -18%
IFP Advisors
19
IFP Advisors
Florida
USD 33 k +USD 27.3 k +1,875 +469%
Creative Planning
20
Creative Planning
Kansas
USD 29 k – – –
US Bancorp
21
US Bancorp
Minnesota
USD 21 k -USD 14.5 k -1,000 -40%
Prentiss Smith & Co
22
Prentiss Smith & Co
Vermont
USD 16 k – – –
Gradient Investments
23
Gradient Investments
Minnesota
USD 9 k – – –
MSI Financial Services
24
MSI Financial Services
Massachusetts
USD 7 k -USD 8.72 k -600 -54%
Citigroup
25
Citigroup
New York
USD 6 k – – –
1
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