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First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Wells Fargo
1
Wells Fargo
California
USD 63.8 M +USD 41 M +696,991 +203%
Morgan Stanley
2
Morgan Stanley
New York
USD 31 M +USD 5.39 M +91,618 +22%
UBS Group
3
UBS Group
Switzerland
USD 16.2 M +USD 804 k +13,685 +5%
LPL Financial
4
LPL Financial
California
USD 15.9 M -USD 55.2 k -939 -0.4%
Two Sigma Investments
5
Two Sigma Investments
New York
USD 15.7 M +USD 10.6 M +180,200 +238%
Quadrature Capital
6
Quadrature Capital
United Kingdom
USD 12 M +USD 11.5 M +195,594 Nuevas
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
USD 8.12 M -USD 1.97 M -33,471 -20%
Bank of America
8
Bank of America
North Carolina
USD 7.51 M +USD 108 k +1,831 +2%
CIBC Bancorp USA
9
CIBC Bancorp USA
Illinois
USD 7.03 M +USD 780 k +13,271 +13%
Goldman Sachs
10
Goldman Sachs
New York
USD 5.91 M +USD 2.18 M +37,016 +62%
First Trust Advisors
11
First Trust Advisors
Illinois
USD 5.88 M +USD 1.15 M +19,551 +26%
Osaic Holdings
12
Osaic Holdings
Arizona
USD 5.56 M +USD 3.61 M +61,476 +210%
Wealthspire Advisors (New York)
13
Wealthspire Advisors (New York)
New York
USD 4.54 M -USD 54.1 k -920 -1%
Oppenheimer & Co
14
Oppenheimer & Co
New York
USD 4.17 M -USD 169 k -2,870 -4%
Raymond James Financial
15
Raymond James Financial
Florida
USD 4 M +USD 1.38 M +23,454 +56%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
USD 3.78 M +USD 52.1 k +886 +1%
Citadel Advisors
17
Citadel Advisors
Florida
USD 3.05 M +USD 2.66 M +45,302 +1,009%
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
USD 3 M +USD 163 k +2,778 +6%
D.E. Shaw & Co
19
D.E. Shaw & Co
New York
USD 2.93 M +USD 1.61 M +27,443 +135%
Cetera Investment Advisers
20
Cetera Investment Advisers
Illinois
USD 2.73 M +USD 6.29 k +107 +0.2%
Truist Financial
21
Truist Financial
North Carolina
USD 2.43 M -USD 181 k -3,072 -7%
Jones Financial Companies
22
Jones Financial Companies
Missouri
USD 2.18 M +USD 258 k +4,387 +13%
Wealthfront Advisers
23
Wealthfront Advisers
California
USD 1.98 M -USD 133 k -2,264 -7%
Stifel Financial
24
Stifel Financial
Missouri
USD 1.94 M +USD 12.8 k +217 +0.7%
Flow Traders U.S.
25
Flow Traders U.S.
New York
USD 1.76 M +USD 1.68 M +28,661 Nuevas
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