Flaherty & Crumrine Preferred and Income Fund

PFD

Capitalización de mercado USD 135 M

#	Nombre	Posición	Valor operado	Cambio en acciones	Cambio en la participación
1	1 LPL Financial San Diego, California	USD 1.03 M	+USD 101 k	+7,103	+11%
2	2 UBS Group Zurich, Switzerland	USD 720 k	+USD 729 k	+51,111	Nuevas
3	3 D.A. Davidson & Co Great Falls, Montana	USD 352 k	–	–	–
4	4 Bank of America Charlotte, North Carolina	USD 314 k	-USD 8.73 k	-612	-3%
5	5 Morgan Stanley New York	USD 278 k	+USD 107 k	+7,518	+61%
6	6 Covington Capital Management Los Angeles, California	USD 249 k	–	–	–
7	7 Jane Street New York	USD 233 k	+USD 236 k	+16,548	Nuevas
8	8 Noesis Capital Mangement Boca Raton, Florida	USD 225 k	–	–	–
9	9 Private Advisor Group Morristown, New Jersey	USD 191 k	+USD 193 k	+13,558	Nuevas
10	10 Oxbow Advisors Austin, Texas	USD 151 k	+USD 1.41 k	+99	+0.9%
11	11 Guggenheim Capital Chicago, Illinois	USD 143 k	-USD 155 k	-10,874	-52%
12	12 Wells Fargo San Francisco, California	USD 92 k	–	–	–
13	13 Royal Bank of Canada Toronto, Ontario, Canada	USD 70 k	+USD 6.72 k	+471	+10%
14	14 Ladenburg Thalmann Financial Services Miami, Florida	USD 61 k	+USD 14.4 k	+1,010	+31%
15	15 National Planning Corporation El Segundo, California	USD 57.9 k	+USD 57.7 k	+4,040	Nuevas
16	16 American International Group New York	USD 55.6 k	+USD 23.4 k	+1,642	+71%
17	17 Creative Planning Overland Park, Kansas	USD 49 k	+USD 21.4 k	+1,500	+75%
18	18 PNC Financial Services Group Pittsburgh, Pennsylvania	USD 26 k	–	–	–
19	19 MSI Financial Services Springfield, Massachusetts	USD 25 k	+USD 471	+33	+2%
20	20 B. Riley Wealth Management Memphis, Tennessee	USD 14 k	–	–	–
21	21 Tower Research Capital (TRC) New York	USD 3 k	+USD 2.85 k	+200	Nuevas
22	22 Invesco Atlanta, Georgia	–	-USD 686 k	-50,052	Cerradas
23	23 Next Financial Group Houston, Texas	–	-USD 20 k	-1,460	Cerradas

Flaherty & Crumrine Preferred and Income Fund PFD Capitalización de mercado USD 135 M

Flaherty & Crumrine Preferred and Income Fund

PFD

Capitalización de mercado USD 135 M