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PIMCO Corporate & Income Strategy Fund
PCN

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
UBS Group
1
UBS Group
Switzerland
USD 5.34 M -USD 128 k -7,424 -2%
Invesco
2
Invesco
Georgia
USD 3.61 M -USD 111 k -6,437 -3%
Morgan Stanley
3
Morgan Stanley
New York
USD 3.24 M -USD 62.3 k -3,600 -2%
Bank of America
4
Bank of America
North Carolina
USD 2.93 M +USD 67.6 k +3,908 +2%
Ameriprise
5
Ameriprise
Minnesota
USD 2.41 M +USD 903 k +52,211 +59%
WCM
6
Wunderlich Capital Managemnt
Tennessee
USD 2.25 M -USD 17.3 k -1,002 -0.8%
LPL Financial
7
LPL Financial
California
USD 2.16 M +USD 217 k +12,517 +11%
BOK Financial
8
BOK Financial
Oklahoma
USD 1.96 M +USD 49.5 k +2,864 +3%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
USD 1.84 M +USD 229 k +13,208 +14%
Advisory Research
10
Advisory Research
Illinois
USD 1.67 M – – –
Ladenburg Thalmann Financial Services
11
Ladenburg Thalmann Financial Services
Florida
USD 1.62 M – – –
Wells Fargo
12
Wells Fargo
California
USD 1.52 M +USD 113 k +6,556 +8%
Cetera Advisor Networks
13
Cetera Advisor Networks
California
USD 1.37 M +USD 1.35 M +77,817 Nuevas
Advisor Group
14
Advisor Group
Arizona
USD 1.31 M -USD 118 k -6,827 -8%
MML Investors Services
15
MML Investors Services
Massachusetts
USD 1.18 M +USD 486 k +28,112 +72%
NWAM LLC
16
NWAM LLC
Washington
USD 902 k -USD 28.5 k -1,646 -3%
Cetera Investment Advisers
17
Cetera Investment Advisers
Illinois
USD 847 k +USD 835 k +48,292 Nuevas
IHT Wealth Management
18
IHT Wealth Management
Illinois
USD 601 k +USD 10.9 k +628 +2%
First Allied Advisory Services
19
First Allied Advisory Services
California
USD 482 k -USD 17.3 k -1,000 -4%
Guggenheim Capital
20
Guggenheim Capital
Illinois
USD 419 k -USD 30.6 k -1,771 -7%
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
USD 401 k +USD 197 k +11,364 +99%
Sheets Smith Wealth Management
22
Sheets Smith Wealth Management
North Carolina
USD 392 k – – –
AIP
23
Ahrens Investment Partners
Louisiana
USD 333 k – – –
Stratos Wealth Partners
24
Stratos Wealth Partners
Ohio
USD 323 k -USD 41.1 k -2,373 -11%
PNC Financial Services Group
25
PNC Financial Services Group
Pennsylvania
USD 312 k +USD 10.7 k +620 +4%
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