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PIMCO Corporate & Income Strategy Fund
PCN

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
UBS Group
1
UBS Group
Switzerland
USD 6.08 M +USD 1.56 M +91,013 +35%
Invesco
2
Invesco
Georgia
USD 3.51 M -USD 228 k -13,282 -6%
Morgan Stanley
3
Morgan Stanley
New York
USD 3.44 M +USD 297 k +17,274 +10%
Bank of America
4
Bank of America
North Carolina
USD 2.98 M -USD 102 k -5,916 -3%
WCM
5
Wunderlich Capital Managemnt
Tennessee
USD 2.25 M -USD 50.3 k -2,930 -2%
Ladenburg Thalmann Financial Services
6
Ladenburg Thalmann Financial Services
Florida
USD 1.83 M +USD 71.2 k +4,146 +4%
Advisory Research
7
Advisory Research
Illinois
USD 1.66 M – – –
Investment Centers of America
8
Investment Centers of America
North Dakota
USD 1.43 M +USD 404 k +23,499 +40%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
USD 1.4 M +USD 47.8 k +2,782 +4%
Wells Fargo
10
Wells Fargo
California
USD 1.36 M -USD 160 k -9,338 -11%
LPL Financial
11
LPL Financial
California
USD 1.36 M +USD 1.58 k +92 +0.1%
Ameriprise
12
Ameriprise
Minnesota
USD 1.26 M +USD 253 k +14,701 +25%
Hudson Valley Investment Advisors
13
Hudson Valley Investment Advisors
New York
USD 982 k +USD 140 k +8,155 Nuevas
Guggenheim Capital
14
Guggenheim Capital
Illinois
USD 978 k -USD 245 k -14,279 -20%
NWAM LLC
15
NWAM LLC
Washington
USD 956 k -USD 9.05 k -527 -1%
Advisor Group
16
Advisor Group
Arizona
USD 911 k +USD 54 k +3,142 +6%
Cetera Investment Advisers
17
Cetera Investment Advisers
Illinois
USD 885 k +USD 28.3 k +1,648 +3%
National Planning Corporation
18
National Planning Corporation
California
USD 578 k -USD 263 k -15,304 -32%
MML Investors Services
19
MML Investors Services
Massachusetts
USD 575 k +USD 311 k +18,112 +122%
Sheets Smith Wealth Management
20
Sheets Smith Wealth Management
North Carolina
USD 564 k – – –
First Allied Advisory Services
21
First Allied Advisory Services
California
USD 552 k +USD 10.3 k +600 +2%
Stratos Wealth Partners
22
Stratos Wealth Partners
Ohio
USD 499 k +USD 6.48 k +377 +1%
Northwestern Mutual Wealth Management
23
Northwestern Mutual Wealth Management
Wisconsin
USD 372 k +USD 13.7 k +800 +4%
AIP
24
Ahrens Investment Partners
Louisiana
USD 343 k +USD 12 k +700 +4%
IFC Holdings
25
IFC Holdings
Florida
USD 316 k +USD 429 +25 +0.1%
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