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Nuveen ESG Mid-Cap Value ETF
NUMV

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Nuveen
1
Nuveen
North Carolina
USD 28.5 M -USD 5.58 M -200,000 -17%
Creative Planning
2
Creative Planning
Kansas
USD 3.39 M +USD 1.53 M +54,993 +86%
UBS Group
3
UBS Group
Switzerland
USD 3.24 M +USD 335 k +12,029 +12%
Fiduciary Trust
4
Fiduciary Trust
Massachusetts
USD 1.58 M +USD 562 k +20,156 +57%
Avantax Planning Partners
5
Avantax Planning Partners
Iowa
USD 654 k +USD 634 k +22,762 Nuevas
Baystate Wealth Management
6
Baystate Wealth Management
Massachusetts
USD 525 k – – –
Whittier Trust
7
Whittier Trust
California
USD 483 k – – –
Ladenburg Thalmann Financial Services
8
Ladenburg Thalmann Financial Services
Florida
USD 408 k +USD 59.5 k +2,133 +17%
Harborview Advisors
9
Harborview Advisors
Maine
USD 327 k +USD 100 k +3,574 +45%
PA
10
Paracle Advisors
Washington
USD 273 k – – –
First Allied Advisory Services
11
First Allied Advisory Services
California
USD 263 k -USD 44 k -1,580 -15%
EP Wealth Advisors
12
EP Wealth Advisors
California
USD 255 k +USD 250 k +8,955 Nuevas
Tower Research Capital (TRC)
13
Tower Research Capital (TRC)
New York
USD 157 k -USD 633 k -22,714 -81%
Bank of America
14
Bank of America
North Carolina
USD 129 k +USD 1.92 k +69 +2%
Ameritas Investment Partners
15
Ameritas Investment Partners
Nebraska
USD 110 k +USD 108 k +3,885 Nuevas
APA
16
American Portfolios Advisors
New York
USD 104 k +USD 8.31 k +298 +9%
RPg Family Wealth Advisory
17
RPg Family Wealth Advisory
Massachusetts
USD 104 k +USD 10.3 k +370 +11%
Carson Wealth (CWM LLC)
18
Carson Wealth (CWM LLC)
Nebraska
USD 71 k – – –
Bessemer Group
19
Bessemer Group
New Jersey
USD 50 k – – –
CX Institutional
20
CX Institutional
Indiana
USD 46 k +USD 20.2 k +724 +81%
Morgan Stanley
21
Morgan Stanley
New York
USD 37 k +USD 36.5 k +1,308 Nuevas
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
USD 23 k +USD 13.5 k +486 +154%
Financial Architects (New Jersey)
23
Financial Architects (New Jersey)
New Jersey
USD 20 k +USD 10.1 k +362 +111%
AIM
24
Advantage Investment Management
Iowa
USD 15 k – – –
Advisor Group
25
Advisor Group
Arizona
USD 5 k – – –
1
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