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Nuveen ESG Mid-Cap Growth ETF
NUMG

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Nuveen
1
Nuveen
North Carolina
USD 20.2 M -USD 14.5 M -450,000 -43%
Creative Planning
2
Creative Planning
Kansas
USD 3.56 M +USD 1.54 M +47,565 +82%
Wells Fargo
3
Wells Fargo
California
USD 2.16 M +USD 319 k +9,867 +18%
Fiduciary Trust
4
Fiduciary Trust
Massachusetts
USD 1.66 M +USD 562 k +17,411 +54%
Tower Research Capital (TRC)
5
Tower Research Capital (TRC)
New York
USD 1.55 M +USD 735 k +22,743 +98%
Whittier Trust
6
Whittier Trust
California
USD 1.16 M +USD 353 k +10,930 +47%
UBS Group
7
UBS Group
Switzerland
USD 1.09 M +USD 590 k +18,259 +128%
RWA Wealth Partners
8
RWA Wealth Partners
Massachusetts
USD 1.02 M +USD 556 k +17,223 +132%
LPL Financial
9
LPL Financial
California
USD 802 k +USD 534 k +16,523 +225%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
USD 650 k -USD 16 k -495 -2%
BB&T Securities
11
BB&T Securities
Virginia
USD 617 k +USD 100 k +3,103 +20%
Baystate Wealth Management
12
Baystate Wealth Management
Massachusetts
USD 552 k – – –
Arkos Global Advisors
13
Arkos Global Advisors
Texas
USD 511 k +USD 20.2 k +626 +4%
Ladenburg Thalmann Financial Services
14
Ladenburg Thalmann Financial Services
Florida
USD 479 k +USD 86.9 k +2,690 +23%
Harborview Advisors
15
Harborview Advisors
Maine
USD 312 k +USD 81.6 k +2,525 +37%
Cambridge Investment Research Advisors
16
Cambridge Investment Research Advisors
Iowa
USD 277 k +USD 27.4 k +847 +11%
Stearns Financial Services Group
17
Stearns Financial Services Group
North Carolina
USD 271 k +USD 118 k +3,664 +83%
Cetera Advisor Networks
18
Cetera Advisor Networks
California
USD 267 k – – –
Bank of America
19
Bank of America
North Carolina
USD 264 k +USD 27.6 k +856 +12%
Appleton Partners
20
Appleton Partners
Massachusetts
USD 260 k – – –
Commonwealth Equity Services
21
Commonwealth Equity Services
Massachusetts
USD 246 k +USD 237 k +7,328 Nuevas
Ameritas Investment Partners
22
Ameritas Investment Partners
Nebraska
USD 205 k +USD 197 k +6,110 Nuevas
HighTower Advisors
23
HighTower Advisors
Illinois
USD 200 k +USD 193 k +5,964 Nuevas
Golden State Wealth Management
24
Golden State Wealth Management
California
USD 151 k -USD 2.62 k -81 -2%
Carson Wealth (CWM LLC)
25
Carson Wealth (CWM LLC)
Nebraska
USD 130 k – – –
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