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First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Freedom Investment Management
1
Freedom Investment Management
Connecticut
USD 5.7 M +USD 1.58 M +30,790 +39%
Morgan Stanley
2
Morgan Stanley
New York
USD 5.68 M +USD 5.66 M +109,997 Nuevas
BB&T Securities
3
BB&T Securities
Virginia
USD 4.18 M +USD 4.17 M +81,129 Nuevas
Geneos Wealth Management
4
Geneos Wealth Management
Colorado
USD 3.05 M +USD 512 k +9,950 +20%
First Allied Advisory Services
5
First Allied Advisory Services
California
USD 2.35 M +USD 2.33 M +45,385 Nuevas
LPL Financial
6
LPL Financial
California
USD 2.32 M +USD 57 k +1,108 +3%
First Heartland Consultants
7
First Heartland Consultants
Missouri
USD 2.04 M +USD 63.9 k +1,243 +3%
Envestnet Asset Management
8
Envestnet Asset Management
Illinois
USD 1.43 M -USD 157 k -3,057 -10%
Bank of America
9
Bank of America
North Carolina
USD 1.15 M +USD 889 k +17,280 +350%
Jane Street
10
Jane Street
New York
USD 949 k -USD 1.28 M -24,988 -58%
Advisor Group
11
Advisor Group
Arizona
USD 854 k +USD 853 k +16,591 Nuevas
Virtu KCG Holdings
12
Virtu KCG Holdings
New York
USD 678 k +USD 675 k +13,133 Nuevas
MSI Financial Services
13
MSI Financial Services
Massachusetts
USD 616 k +USD 240 k +4,671 +64%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
USD 528 k +USD 458 k +8,904 +673%
BerganKDV Wealth Management
15
BerganKDV Wealth Management
Minnesota
USD 498 k +USD 497 k +9,657 Nuevas
Cambridge Investment Research Advisors
16
Cambridge Investment Research Advisors
Iowa
USD 421 k +USD 419 k +8,156 Nuevas
Benjamin F. Edwards & Company
17
Benjamin F. Edwards & Company
Missouri
USD 372 k -USD 3.35 M -65,051 -90%
Prospera Financial Services
18
Prospera Financial Services
Texas
USD 321 k +USD 320 k +6,216 Nuevas
Ladenburg Thalmann Financial Services
19
Ladenburg Thalmann Financial Services
Florida
USD 40 k +USD 4.37 k +85 +12%
IFP Advisors
20
IFP Advisors
Florida
– -USD 6.94 M -135,299 Cerradas
American International Group
21
American International Group
New York
– -USD 48 k -942 Cerradas
Tower Research Capital (TRC)
22
Tower Research Capital (TRC)
New York
– -USD 5 k -96 Cerradas