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Vanguard S&P Mid-Cap 400 ETF
IVOO

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Morgan Stanley
1
Morgan Stanley
New York
USD 15.4 M +USD 3.62 M +80,670 +34%
Raymond James Financial Services Advisors
2
Raymond James Financial Services Advisors
Florida
USD 11.1 M -USD 234 k -5,218 -2%
LPL Financial
3
LPL Financial
California
USD 8.43 M -USD 576 k -12,814 -7%
UBS Group
4
UBS Group
Switzerland
USD 7.08 M -USD 1.13 M -25,206 -15%
Commonwealth Equity Services
5
Commonwealth Equity Services
Massachusetts
USD 6.67 M +USD 1.49 M +33,100 +32%
Bank of America
6
Bank of America
North Carolina
USD 6.33 M -USD 507 k -11,292 -8%
Texas Capital Bancshares
7
Texas Capital Bancshares
Texas
USD 5.16 M -USD 4.8 M -106,894 -50%
IRON Financial
8
IRON Financial
Illinois
USD 3.5 M -USD 1.27 M -28,168 -28%
Wells Fargo
9
Wells Fargo
California
USD 2.48 M -USD 1.78 M -39,516 -44%
Sun Life Financial
10
Sun Life Financial
Ontario, Canada
USD 2.34 M -USD 2.86 M -63,582 -57%
Envestnet Asset Management
11
Envestnet Asset Management
Illinois
USD 2.15 M +USD 708 k +15,762 +55%
Phillips Financial Management
12
Phillips Financial Management
Indiana
USD 1.68 M +USD 2.25 k +50 +0.1%
KeyBank National Association
13
KeyBank National Association
Ohio
USD 1.37 M -USD 1.35 k -30 -0.1%
Cambridge Investment Research Advisors
14
Cambridge Investment Research Advisors
Iowa
USD 1.33 M -USD 306 k -6,808 -20%
Citadel Advisors
15
Citadel Advisors
Florida
USD 1.15 M +USD 1.06 M +23,660 Nuevas
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
USD 1.05 M +USD 214 k +4,772 +28%
Naples Global Advisors
17
Naples Global Advisors
Florida
USD 1.04 M -USD 10.8 k -240 -1%
Ladenburg Thalmann Financial Services
18
Ladenburg Thalmann Financial Services
Florida
USD 1 M +USD 3.06 k +68 +0.3%
Marble Harbor Investment Counsel
19
Marble Harbor Investment Counsel
Massachusetts
USD 962 k +USD 606 k +13,480 +213%
Raymond James & Associates
20
Raymond James & Associates
Florida
USD 887 k +USD 821 k +18,274 Nuevas
WIP
21
Wellesley Investment Partners
Massachusetts
USD 810 k -USD 6.11 k -136 -0.8%
American International Group
22
American International Group
New York
USD 805 k +USD 80.2 k +1,786 +12%
Vanguard Group
23
Vanguard Group
Pennsylvania
USD 734 k +USD 2.34 k +52 +0.3%
HBK Sorce Advisory
24
HBK Sorce Advisory
Pennsylvania
USD 732 k -USD 100 k -2,226 -13%
Bartlett & Co
25
Bartlett & Co
Ohio
USD 708 k – – –
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