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Sprott Focus Trust
FUND

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Shaker Financial Services
1
Shaker Financial Services
Virginia
USD 4.38 M +USD 379 k +48,187 +10%
LPL Financial
2
LPL Financial
California
USD 3.89 M -USD 270 k -34,350 -7%
1607 Capital Partners
3
1607 Capital Partners
Virginia
USD 3.54 M -USD 375 k -47,603 -10%
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
USD 3.32 M +USD 228 k +28,969 +7%
Morgan Stanley
5
Morgan Stanley
New York
USD 2.97 M -USD 92.9 k -11,804 -3%
Integrated Wealth Concepts
6
Integrated Wealth Concepts
Massachusetts
USD 2.81 M -USD 93.6 k -11,892 -3%
Essex Financial Services
7
Essex Financial Services
Connecticut
USD 2.19 M -USD 8.08 k -1,027 -0.4%
Cetera Investment Advisers
8
Cetera Investment Advisers
Illinois
USD 1.9 M +USD 55 k +6,985 +3%
Osaic Holdings
9
Osaic Holdings
Arizona
USD 1.09 M +USD 38.6 k +4,909 +4%
Northwestern Mutual Wealth Management
10
Northwestern Mutual Wealth Management
Wisconsin
USD 921 k +USD 432 k +54,823 +90%
UBS Group
11
UBS Group
Switzerland
USD 885 k -USD 15.4 k -1,956 -2%
Sprott Inc
12
Sprott Inc
Ontario, Canada
USD 882 k +USD 12.4 k +1,573 +1%
Wells Fargo
13
Wells Fargo
California
USD 823 k -USD 92.8 k -11,790 -10%
CAPTRUST Financial Advisors
14
CAPTRUST Financial Advisors
North Carolina
USD 774 k -USD 16.2 k -2,053 -2%
Invesco
15
Invesco
Georgia
USD 363 k +USD 359 k +45,660 Nuevas
Lodestar Private Asset Management
16
Lodestar Private Asset Management
California
USD 321 k – – –
Bank of America
17
Bank of America
North Carolina
USD 188 k +USD 2.83 k +359 +2%
Rothschild Investment LLC
18
Rothschild Investment LLC
Illinois
USD 168 k +USD 2.51 k +319 +2%
Snowden Capital Advisors
19
Snowden Capital Advisors
New York
USD 168 k +USD 2.52 k +320 +2%
HighTower Advisors
20
HighTower Advisors
Illinois
USD 153 k – – –
Level Four Advisory Services
21
Level Four Advisory Services
Texas
USD 144 k +USD 7.55 k +959 +6%
MAA
22
Mraz Amerine & Associates
California
USD 134 k – – –
Peapack-Gladstone Financial Corp
23
Peapack-Gladstone Financial Corp
New Jersey
USD 123 k – – –
McIlrath & Eck
24
McIlrath & Eck
Washington
USD 83.9 k +USD 1.26 k +160 +2%
9258 Wealth Management
25
9258 Wealth Management
Ohio
USD 81.6 k +USD 1.22 k +155 +2%
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