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icono de FUND

Sprott Focus Trust
FUND

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Rivernorth Capital Management
1
Rivernorth Capital Management
Florida
USD 4.44 M +USD 48.6 k +6,816 +1%
Morgan Stanley
2
Morgan Stanley
New York
USD 3.39 M -USD 323 k -45,251 -9%
Wells Fargo
3
Wells Fargo
California
USD 2.07 M -USD 39.3 k -5,514 -2%
Bank of America
4
Bank of America
North Carolina
USD 1.06 M +USD 188 k +26,374 +21%
SG Americas Securities
5
SG Americas Securities
New York
USD 1.04 M – – –
Shaker Financial Services
6
Shaker Financial Services
Virginia
USD 1.03 M +USD 100 k +13,960 +11%
Essex Financial Services
7
Essex Financial Services
Connecticut
USD 989 k -USD 83.5 k -11,708 -8%
VFS
8
VSR Financial Services
Kansas
USD 980 k – – –
First Allied Advisory Services
9
First Allied Advisory Services
California
USD 461 k -USD 9.5 k -1,335 -2%
Stifel Nicolaus & Co
10
Stifel Nicolaus & Co
Missouri
USD 439 k -USD 56 k -7,862 -11%
Doliver Advisors
11
Doliver Advisors
Texas
USD 427 k -USD 114 k -16,044 -21%
Pine River Capital Management
12
Pine River Capital Management
Minnesota
USD 414 k – – –
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
USD 390 k +USD 102 k +14,328 +35%
Rothschild Investment LLC
14
Rothschild Investment LLC
Illinois
USD 321 k +USD 4.35 k +610 +1%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
USD 307 k +USD 52.5 k +7,359 +21%
Thomas J. Herzfeld Advisors
16
Thomas J. Herzfeld Advisors
Florida
USD 304 k +USD 1.16 k +162 +0.4%
1607 Capital Partners
17
1607 Capital Partners
Virginia
USD 286 k +USD 286 k +40,186 Nuevas
TC
18
TFS Capital
Pennsylvania
USD 248 k +USD 249 k +34,862 Nuevas
CWM
19
Concert Wealth Management
California
USD 190 k +USD 962 +135 +0.5%
HL Financial Services
20
HL Financial Services
Kentucky
USD 190 k +USD 1.94 k +272 +1%
Ferguson Wellman Capital Management
21
Ferguson Wellman Capital Management
Oregon
USD 189 k +USD 189 k +26,478 Nuevas
WI
22
Western Investment
Utah
USD 181 k – – –
LPL Financial
23
LPL Financial
California
USD 151 k +USD 24.7 k +3,463 +20%
MAA
24
Mraz Amerine & Associates
California
USD 150 k – – –
Brown Advisory
25
Brown Advisory
Maryland
USD 142 k – – –
1
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