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First Trust Switzerland AlphaDEX Fund
FSZ

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
First Trust Advisors
1
First Trust Advisors
Illinois
USD 91.9 M -USD 8.1 M -203,133 -8%
Wells Fargo
2
Wells Fargo
California
USD 5.37 M -USD 291 k -7,288 -5%
Morgan Stanley
3
Morgan Stanley
New York
USD 3.62 M -USD 168 k -4,221 -5%
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
USD 3.48 M +USD 2.43 M +61,004 +257%
Bank of America
5
Bank of America
North Carolina
USD 1.92 M +USD 980 k +24,580 +111%
Janney Montgomery Scott
6
Janney Montgomery Scott
Pennsylvania
USD 741 k +USD 718 k +18,000 Nuevas
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
USD 692 k -USD 361 k -9,061 -35%
Benjamin F. Edwards & Company
8
Benjamin F. Edwards & Company
Missouri
USD 535 k -USD 6.74 k -169 -1%
UBS Group
9
UBS Group
Switzerland
USD 508 k -USD 1.11 M -27,851 -69%
Ameriprise
10
Ameriprise
Minnesota
USD 326 k +USD 316 k +7,918 Nuevas
Raymond James & Associates
11
Raymond James & Associates
Florida
USD 303 k -USD 489 k -12,255 -63%
YMRC
12
Yorktown Management & Research Company
Virginia
USD 288 k – – –
Old Mission Capital
13
Old Mission Capital
Illinois
USD 248 k -USD 275 k -6,904 -53%
Flow Traders U.S.
14
Flow Traders U.S.
New York
USD 215 k +USD 123 k +3,080 +143%
MSI Financial Services
15
MSI Financial Services
Massachusetts
USD 50 k +USD 10.7 k +268 +28%
Citigroup
16
Citigroup
New York
USD 37 k +USD 6.82 k +171 +23%
Tower Research Capital (TRC)
17
Tower Research Capital (TRC)
New York
USD 21 k -USD 3.71 k -93 -16%
Atwood & Palmer
18
Atwood & Palmer
Missouri
USD 14 k – – –
WA
19
WFG Advisors
Texas
USD 11 k – – –
PNC Financial Services Group
20
PNC Financial Services Group
Pennsylvania
USD 7 k – – –
JP Morgan Chase
21
JP Morgan Chase
New York
USD 4 k – – –
CCM
22
Cribstone Capital Management
Maine
USD 2 k – – –
Credit Suisse
23
Credit Suisse
Switzerland
– -USD 1.93 M -50,000 Cerradas
Virtu KCG Holdings
24
Virtu KCG Holdings
New York
– -USD 879 k -22,775 Cerradas
Jane Street
25
Jane Street
New York
– -USD 424 k -10,998 Cerradas
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