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First Trust Switzerland AlphaDEX Fund
FSZ

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
First Trust Advisors
1
First Trust Advisors
Illinois
USD 103 M -USD 33.5 M -887,834 -26%
Morgan Stanley
2
Morgan Stanley
New York
USD 6.59 M -USD 1.77 M -46,958 -22%
Wells Fargo
3
Wells Fargo
California
USD 5.81 M -USD 4.7 M -124,724 -46%
Old Mission Capital
4
Old Mission Capital
Illinois
USD 2.88 M +USD 1.45 M +38,417 +115%
Bank of America
5
Bank of America
North Carolina
USD 2.17 M +USD 183 k +4,855 +10%
UBS Group
6
UBS Group
Switzerland
USD 1.87 M -USD 298 k -7,913 -14%
Virtu KCG Holdings
7
Virtu KCG Holdings
New York
USD 1.4 M +USD 515 k +13,662 +64%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
USD 1.21 M +USD 148 k +3,938 +15%
Janney Montgomery Scott
9
Janney Montgomery Scott
Pennsylvania
USD 772 k -USD 16.1 k -428 -2%
Susquehanna International Group
10
Susquehanna International Group
Pennsylvania
USD 605 k -USD 2.13 M -56,406 -79%
LPL Financial
11
LPL Financial
California
USD 585 k -USD 37.7 k -1,000 -6%
Raymond James & Associates
12
Raymond James & Associates
Florida
USD 556 k -USD 643 k -17,058 -55%
Benjamin F. Edwards & Company
13
Benjamin F. Edwards & Company
Missouri
USD 554 k -USD 18.7 k -495 -3%
YMRC
14
Yorktown Management & Research Company
Virginia
USD 280 k – – –
BB&T Securities
15
BB&T Securities
Virginia
USD 232 k -USD 62.5 k -1,658 -22%
AFAM Capital
16
AFAM Capital
Texas
USD 202 k -USD 41.5 k -1,102 -18%
SG Americas Securities
17
SG Americas Securities
New York
USD 184 k -USD 2.71 M -72,012 -94%
Flow Traders U.S.
18
Flow Traders U.S.
New York
USD 86 k – – –
Atwood & Palmer
19
Atwood & Palmer
Missouri
USD 48 k -USD 6.64 M -176,183 -99%
Citigroup
20
Citigroup
New York
USD 38 k -USD 264 -7 -0.7%
MSI Financial Services
21
MSI Financial Services
Massachusetts
USD 35 k +USD 7.69 k +204 +30%
WA
22
WFG Advisors
Texas
USD 10 k – – –
JP Morgan Chase
23
JP Morgan Chase
New York
USD 9 k -USD 239 k -6,334 -97%
PNC Financial Services Group
24
PNC Financial Services Group
Pennsylvania
USD 8 k -USD 3.81 k -101 -33%
Tower Research Capital (TRC)
25
Tower Research Capital (TRC)
New York
USD 2 k -USD 24.5 k -650 -92%
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