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FS KKR Capital
FSK

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Commonwealth Equity Services
1
Commonwealth Equity Services
Massachusetts
USD 106 M -USD 465 k -12,279 -0.4%
Vaughan Nelson Investment Management
2
Vaughan Nelson Investment Management
Texas
USD 41.2 M +USD 3.36 M +88,588 +9%
LPL Financial
3
LPL Financial
California
USD 40.5 M -USD 4.24 M -111,805 -9%
MC
4
Muzinich & Co
New York
USD 35.4 M +USD 14 M +368,643 +65%
Bank of Montreal
5
Bank of Montreal
Ontario, Canada
USD 35.2 M +USD 2.17 M +57,250 +7%
State of New Jersey Common Pension Fund D
6
State of New Jersey Common Pension Fund D
New Jersey
USD 34.3 M +USD 19.2 M +507,500 +128%
ClearBridge Investments
7
ClearBridge Investments
New York
USD 22.5 M +USD 758 k +20,000 +3%
Mariner Independent Advisor Network
8
Mariner Independent Advisor Network
Kansas
USD 21.2 M +USD 400 k +10,540 +2%
Cambridge Investment Research Advisors
9
Cambridge Investment Research Advisors
Iowa
USD 21.1 M +USD 265 k +6,993 +1%
Ares Management
10
Ares Management
California
USD 17.2 M +USD 11.6 M +305,025 +205%
Private Advisor Group
11
Private Advisor Group
New Jersey
USD 17 M -USD 234 k -6,179 -1%
Cetera Advisor Networks
12
Cetera Advisor Networks
California
USD 16.7 M +USD 6.18 M +163,155 +59%
Ameriprise
13
Ameriprise
Minnesota
USD 14.6 M +USD 1.07 M +28,231 +8%
M&T Bank
14
M&T Bank
New York
USD 14.5 M +USD 770 k +20,323 +6%
NPC
15
National Planning Corporation
California
USD 14.4 M +USD 17 k +449 +0.1%
Advisor Group
16
Advisor Group
Arizona
USD 12.1 M +USD 300 k +7,921 +3%
Cetera Advisors
17
Cetera Advisors
Colorado
USD 11.5 M -USD 2.66 M -70,162 -19%
Nomura Holdings
18
Nomura Holdings
Japan
USD 11.5 M -USD 353 k -9,315 -3%
BlackRock Group
19
BlackRock Group
United Kingdom
USD 11.3 M -USD 1.02 M -26,889 -8%
AIM
20
Advantage Investment Management
Iowa
USD 11.3 M +USD 1 M +26,461 +10%
Toronto Dominion Bank
21
Toronto Dominion Bank
Ontario, Canada
USD 10.5 M – – –
Arete Wealth Advisors
22
Arete Wealth Advisors
Illinois
USD 8.91 M -USD 406 k -10,709 -4%
Ladenburg Thalmann Financial Services
23
Ladenburg Thalmann Financial Services
Florida
USD 8.42 M -USD 761 k -20,084 -8%
VanEck Associates
24
VanEck Associates
New York
USD 8.37 M +USD 878 k +23,151 +12%
Invesco
25
Invesco
Georgia
USD 7.75 M +USD 297 k +7,824 +4%
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