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FS KKR Capital
FSK

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Commonwealth Equity Services
1
Commonwealth Equity Services
Massachusetts
USD 101 M -USD 3.46 M -95,657 -3%
LPL Financial
2
LPL Financial
California
USD 43.8 M -USD 43.7 M -1,208,792 -50%
Vaughan Nelson Investment Management
3
Vaughan Nelson Investment Management
Texas
USD 36.2 M +USD 28.6 M +789,206 +374%
Bank of Montreal
4
Bank of Montreal
Ontario, Canada
USD 31.6 M +USD 6.93 M +191,529 +28%
ClearBridge Investments
5
ClearBridge Investments
New York
USD 20.8 M – – –
MC
6
Muzinich & Co
New York
USD 20.5 M -USD 285 k -7,872 -1%
Cambridge Investment Research Advisors
7
Cambridge Investment Research Advisors
Iowa
USD 19.9 M -USD 2.25 M -62,179 -10%
Mariner Independent Advisor Network
8
Mariner Independent Advisor Network
Kansas
USD 19.9 M +USD 15.9 M +439,389 +398%
Private Advisor Group
9
Private Advisor Group
New Jersey
USD 16.8 M -USD 3.76 M -104,010 -18%
NPC
10
National Planning Corporation
California
USD 14.4 M +USD 509 k +14,063 +4%
State of New Jersey Common Pension Fund D
11
State of New Jersey Common Pension Fund D
New Jersey
USD 14.4 M +USD 4.98 M +137,500 +53%
Cetera Advisors
12
Cetera Advisors
Colorado
USD 13.6 M -USD 897 k -24,782 -6%
M&T Bank
13
M&T Bank
New York
USD 13.1 M +USD 1.09 M +30,116 +9%
Ameriprise
14
Ameriprise
Minnesota
USD 12.8 M +USD 1.4 M +38,645 +12%
VFS
15
VSR Financial Services
Kansas
USD 12.7 M -USD 6.01 M -166,127 -32%
BlackRock Group
16
BlackRock Group
United Kingdom
USD 11.8 M +USD 1.5 M +41,415 +15%
Advisor Group
17
Advisor Group
Arizona
USD 11.2 M +USD 11.2 M +310,250 Nuevas
Nomura Holdings
18
Nomura Holdings
Japan
USD 11.2 M +USD 10.5 M +289,639 +1,302%
Toronto Dominion Bank
19
Toronto Dominion Bank
Ontario, Canada
USD 10.1 M – – –
Cetera Advisor Networks
20
Cetera Advisor Networks
California
USD 10.1 M -USD 1.01 M -27,862 -9%
AIM
21
Advantage Investment Management
Iowa
USD 9.9 M +USD 2.15 M +59,535 +28%
Arete Wealth Advisors
22
Arete Wealth Advisors
Illinois
USD 8.9 M -USD 337 k -9,305 -4%
Ladenburg Thalmann Financial Services
23
Ladenburg Thalmann Financial Services
Florida
USD 8.78 M +USD 154 k +4,247 +2%
Morgan Stanley
24
Morgan Stanley
New York
USD 7.51 M -USD 709 k -19,596 -9%
MSI Financial Services
25
MSI Financial Services
Massachusetts
USD 7.35 M +USD 1.7 M +47,101 +30%
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