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First Trust Mid Cap Growth AlphaDEX Fund
FNY

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Stonebridge Financial Planning Group
51
Stonebridge Financial Planning Group
Florida
USD 794 k – – –
Sigma Planning Corp
52
Sigma Planning Corp
Michigan
USD 782 k +USD 62.8 k +616 +10%
ARS Wealth Advisors Group
53
ARS Wealth Advisors Group
Florida
USD 780 k – – –
Founders Financial Securities
54
Founders Financial Securities
Maryland
USD 766 k -USD 714 -7 -0.1%
Transcend Capital Advisors
55
Transcend Capital Advisors
New Jersey
USD 748 k -USD 10.2 k -100 -1%
Geneos Wealth Management
56
Geneos Wealth Management
Colorado
USD 724 k -USD 10 k -98 -1%
World Investment Advisors
57
World Investment Advisors
California
USD 709 k – – –
Purus Wealth Management
58
Purus Wealth Management
California
USD 701 k -USD 93.8 k -920 -13%
Creative Planning
59
Creative Planning
Kansas
USD 684 k -USD 8.67 k -85 -1%
MML Investors Services
60
MML Investors Services
Massachusetts
USD 676 k -USD 78.9 k -774 -11%
Pine Valley Investments
61
Pine Valley Investments
New Jersey
USD 665 k +USD 24.1 k +236 +4%
Stifel Financial
62
Stifel Financial
Missouri
USD 637 k -USD 22.6 k -222 -4%
Benjamin Edwards Inc
63
Benjamin Edwards Inc
Missouri
USD 629 k -USD 13.8 k -135 -2%
Mariner
64
Mariner
Kansas
USD 629 k – – –
Sanctuary Advisors
65
Sanctuary Advisors
Indiana
USD 617 k – – –
Beacon Pointe Advisors
66
Beacon Pointe Advisors
California
USD 610 k – – –
Mercer Global Advisors
67
Mercer Global Advisors
Colorado
USD 609 k -USD 621 k -6,088 -53%
GTS Securities
68
GTS Securities
Florida
USD 605 k -USD 443 k -4,343 -44%
CWM
69
Cornerstone Wealth Management
Missouri
USD 598 k -USD 27.6 k -271 -5%
Element Wealth
70
Element Wealth
Mississippi
USD 536 k -USD 2.04 k -20 -0.4%
BostonPremier Wealth
71
BostonPremier Wealth
Massachusetts
USD 509 k -USD 4.89 k -48 -1%
Thrivent Financial for Lutherans
72
Thrivent Financial for Lutherans
Minnesota
USD 506 k – – –
Wealthcare Advisory Partners
73
Wealthcare Advisory Partners
Pennsylvania
USD 496 k +USD 456 k +4,473 Nuevas
Clear Point Advisors
74
Clear Point Advisors
New York
USD 496 k +USD 456 k +4,471 Nuevas
D.A. Davidson & Co
75
D.A. Davidson & Co
Montana
USD 471 k -USD 1.29 M -12,638 -75%
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