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First Trust Mid Cap Growth AlphaDEX Fund
FNY

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
LPL Financial
1
LPL Financial
California
USD 101 M +USD 9.48 M +92,959 +11%
Morgan Stanley
2
Morgan Stanley
New York
USD 53.8 M +USD 7.61 M +74,597 +18%
Wells Fargo
3
Wells Fargo
California
USD 53.5 M -USD 12.2 M -119,641 -20%
&Partners
4
&Partners
Tennessee
USD 22.6 M +USD 4.69 M +46,024 +30%
Cetera Investment Advisers
5
Cetera Investment Advisers
Illinois
USD 20.9 M +USD 1.17 M +11,511 +7%
NewEdge Advisors
6
NewEdge Advisors
Louisiana
USD 20.3 M -USD 10.8 M -105,821 -37%
UBS Group
7
UBS Group
Switzerland
USD 14.4 M -USD 229 k -2,247 -2%
Envestnet Asset Management
8
Envestnet Asset Management
Illinois
USD 12.6 M +USD 522 k +5,117 +5%
Raymond James Financial
9
Raymond James Financial
Florida
USD 10.7 M -USD 10.9 M -106,564 -52%
Osaic Holdings
10
Osaic Holdings
Arizona
USD 8.25 M +USD 530 k +5,201 +8%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
USD 6.02 M +USD 363 k +3,556 +7%
Goldman Sachs
12
Goldman Sachs
New York
USD 5.54 M – – –
Janney Montgomery Scott
13
Janney Montgomery Scott
Pennsylvania
USD 5.26 M +USD 28.8 k +282 +0.6%
Kingsview Wealth Management
14
Kingsview Wealth Management
Oregon
USD 5.11 M +USD 435 k +4,270 +10%
Northwestern Mutual Wealth Management
15
Northwestern Mutual Wealth Management
Wisconsin
USD 4.86 M +USD 364 k +3,575 +9%
Steward Partners Investment Advisory
16
Steward Partners Investment Advisory
New York
USD 4.66 M +USD 586 k +5,745 +16%
Equitable Holdings
17
Equitable Holdings
New York
USD 4.57 M +USD 1.57 M +15,388 +60%
First Trust Advisors
18
First Trust Advisors
Illinois
USD 4.51 M +USD 4.15 M +40,709 Nuevas
Private Advisor Group
19
Private Advisor Group
New Jersey
USD 4.44 M +USD 142 k +1,394 +4%
Kestra Advisory Services
20
Kestra Advisory Services
Texas
USD 4.27 M -USD 25.5 k -250 -0.6%
WMP
21
Wealth Management Partners
Arizona
USD 4.07 M +USD 31.9 k +313 +0.9%
Citadel Advisors
22
Citadel Advisors
Florida
USD 3.88 M +USD 3.57 M +34,999 Nuevas
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
USD 3.8 M -USD 10.3 M -100,945 -75%
KCM Investment Advisors
24
KCM Investment Advisors
California
USD 3.68 M -USD 263 k -2,575 -7%
AFS
25
Anderson Financial Strategies
Ohio
USD 3.23 M -USD 141 k -1,379 -4%
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