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First Trust Europe AlphaDEX Fund
FEP

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Morgan Stanley
1
Morgan Stanley
New York
USD 41.4 M +USD 942 k +30,648 +2%
Wells Fargo
2
Wells Fargo
California
USD 29.2 M +USD 6.8 M +221,104 +32%
UBS Group
3
UBS Group
Switzerland
USD 14.3 M -USD 12.4 M -403,243 -47%
Raymond James & Associates
4
Raymond James & Associates
Florida
USD 5.8 M +USD 598 k +19,433 +12%
Brinker Capital Investments
5
Brinker Capital Investments
Pennsylvania
USD 5.75 M -USD 491 k -15,981 -8%
LPL Financial
6
LPL Financial
California
USD 5.44 M -USD 115 k -3,747 -2%
Bank of America
7
Bank of America
North Carolina
USD 3.78 M -USD 1.29 k -42 -0%
SG Americas Securities
8
SG Americas Securities
New York
USD 3.72 M +USD 1.2 M +39,098 +51%
Jane Street
9
Jane Street
New York
USD 3.09 M -USD 168 k -5,458 -5%
Raymond James Financial Services Advisors
10
Raymond James Financial Services Advisors
Florida
USD 2.79 M +USD 432 k +14,046 +19%
SAM
11
Shamrock Asset Management
Texas
USD 2.66 M +USD 2.56 M +83,095 Nuevas
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
USD 2.26 M +USD 217 k +7,063 +11%
Wintrust Investments
13
Wintrust Investments
Illinois
USD 1.94 M +USD 170 k +5,512 +10%
SignalPoint Asset Management
14
SignalPoint Asset Management
Missouri
USD 1.78 M -USD 8.27 k -269 -0.5%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
USD 1.7 M -USD 802 k -26,078 -33%
Janney Montgomery Scott
16
Janney Montgomery Scott
Pennsylvania
USD 1.55 M +USD 42.8 k +1,392 +3%
Advisor Group
17
Advisor Group
Arizona
USD 1.34 M -USD 51.3 k -1,669 -4%
Ameriprise
18
Ameriprise
Minnesota
USD 736 k +USD 234 k +7,597 +49%
IMA Advisory Services
19
IMA Advisory Services
Colorado
USD 667 k +USD 90 k +2,926 +16%
Ladenburg Thalmann Financial Services
20
Ladenburg Thalmann Financial Services
Florida
USD 656 k -USD 218 k -7,073 -26%
Oppenheimer & Co
21
Oppenheimer & Co
New York
USD 625 k -USD 18.3 k -594 -3%
Suntrust Banks
22
Suntrust Banks
Georgia
USD 601 k +USD 347 k +11,278 +125%
Risk Paradigm Group
23
Risk Paradigm Group
Texas
USD 562 k -USD 58 k -1,886 -10%
Stifel Financial
24
Stifel Financial
Missouri
USD 553 k -USD 34.2 k -1,112 -6%
Citigroup
25
Citigroup
New York
USD 429 k -USD 26.8 k -873 -6%
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