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First Trust Europe AlphaDEX Fund
FEP

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Morgan Stanley
1
Morgan Stanley
New York
USD 37 M -USD 6.07 M -212,513 -14%
UBS Group
2
UBS Group
Switzerland
USD 24.8 M -USD 538 k -18,836 -2%
Wells Fargo
3
Wells Fargo
California
USD 20.2 M +USD 793 k +27,758 +4%
Citadel Advisors
4
Citadel Advisors
Florida
USD 9.25 M +USD 6.74 M +235,930 +292%
Brinker Capital Investments
5
Brinker Capital Investments
Pennsylvania
USD 5.72 M -USD 1.06 M -37,019 -16%
LPL Financial
6
LPL Financial
California
USD 5.12 M -USD 362 k -12,678 -7%
Raymond James & Associates
7
Raymond James & Associates
Florida
USD 4.73 M -USD 621 k -21,742 -12%
Bank of America
8
Bank of America
North Carolina
USD 3.45 M -USD 19.9 k -698 -0.6%
Jane Street
9
Jane Street
New York
USD 2.98 M -USD 1.26 M -44,097 -30%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
USD 2.32 M +USD 52.9 k +1,852 +2%
SG Americas Securities
11
SG Americas Securities
New York
USD 2.26 M +USD 250 k +8,742 +13%
Raymond James Financial Services Advisors
12
Raymond James Financial Services Advisors
Florida
USD 2.14 M -USD 163 k -5,706 -7%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
USD 1.86 M -USD 14.2 k -496 -0.8%
SignalPoint Asset Management
14
SignalPoint Asset Management
Missouri
USD 1.64 M -USD 98.6 k -3,452 -6%
Wintrust Investments
15
Wintrust Investments
Illinois
USD 1.61 M -USD 147 k -5,146 -9%
Janney Montgomery Scott
16
Janney Montgomery Scott
Pennsylvania
USD 1.37 M +USD 319 k +11,169 +31%
Advisor Group
17
Advisor Group
Arizona
USD 1.27 M -USD 5.8 k -203 -0.5%
First Allied Advisory Services
18
First Allied Advisory Services
California
USD 828 k -USD 228 k -7,982 -22%
Ladenburg Thalmann Financial Services
19
Ladenburg Thalmann Financial Services
Florida
USD 805 k -USD 291 k -10,180 -27%
Oppenheimer & Co
20
Oppenheimer & Co
New York
USD 588 k -USD 201 k -7,029 -26%
Risk Paradigm Group
21
Risk Paradigm Group
Texas
USD 568 k -USD 129 k -4,527 -19%
Stifel Financial
22
Stifel Financial
Missouri
USD 539 k -USD 93 k -3,257 -15%
Virtu KCG Holdings
23
Virtu KCG Holdings
New York
USD 527 k +USD 516 k +18,056 Nuevas
IMA Advisory Services
24
IMA Advisory Services
Colorado
USD 524 k -USD 346 k -12,109 -40%
Guggenheim Capital
25
Guggenheim Capital
Illinois
USD 467 k +USD 456 k +15,981 Nuevas
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