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First Trust Exchange-Traded Fund III First Trust Active Factor International ETF
AFDM

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
LPL Financial
1
LPL Financial
California
USD 9.1 M +USD 8.51 M +164,638 +2,083%
Raymond James & Associates
2
Raymond James & Associates
Florida
USD 6.37 M +USD 5.65 M +109,239 +906%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
USD 4.42 M +USD 2.19 M +42,302 +101%
NewEdge Advisors
4
NewEdge Advisors
Louisiana
USD 3.81 M +USD 3.68 M +71,101 Nuevas
First Allied Advisory Services
5
First Allied Advisory Services
California
USD 2.39 M -USD 240 k -4,639 -9%
SAM
6
Shamrock Asset Management
Texas
USD 2.19 M +USD 2.16 M +41,762 Nuevas
Janney Montgomery Scott
7
Janney Montgomery Scott
Pennsylvania
USD 2.07 M +USD 1.72 M +33,311 +550%
Raymond James Financial Services Advisors
8
Raymond James Financial Services Advisors
Florida
USD 1.87 M +USD 1.09 M +21,071 +146%
CWM
9
Cranbrook Wealth Management
Michigan
USD 1.55 M +USD 1.53 M +29,564 Nuevas
RiverFront Investment Group
10
RiverFront Investment Group
Virginia
USD 915 k +USD 654 k +12,645 +265%
Virtu KCG Holdings
11
Virtu KCG Holdings
New York
USD 888 k +USD 174 k +3,356 +25%
BB&T Securities
12
BB&T Securities
Virginia
USD 770 k – – –
MSI Financial Services
13
MSI Financial Services
Massachusetts
USD 628 k +USD 105 k +2,034 +20%
Baird Financial Group
14
Baird Financial Group
Wisconsin
USD 484 k +USD 477 k +9,220 Nuevas
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
USD 425 k +USD 173 k +3,342 +70%
Cetera Investment Advisers
16
Cetera Investment Advisers
Illinois
USD 423 k +USD 417 k +8,068 Nuevas
NPC
17
National Planning Corporation
California
USD 272 k – – –
Davenport & Co
18
Davenport & Co
Virginia
USD 262 k – – –
AA
19
AlphaMark Advisors
Kentucky
USD 63 k +USD 62 k +1,200 Nuevas
BB&T Investment Services
20
BB&T Investment Services
North Carolina
USD 16 k +USD 15.1 k +292 Nuevas
IFP Advisors
21
IFP Advisors
Florida
USD 5 k – – –
Next Financial Group
22
Next Financial Group
Texas
USD 4 k – – –
Credit Suisse
23
Credit Suisse
Switzerland
– -USD 3.69 M -69,800 Cerradas
Goldman Sachs
24
Goldman Sachs
New York
– -USD 772 k -14,600 Cerradas
Tower Research Capital (TRC)
25
Tower Research Capital (TRC)
New York
– -USD 15 k -292 Cerradas