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First Trust Exchange-Traded Fund III First Trust Active Factor International ETF
AFDM

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Credit Suisse
1
Credit Suisse
Switzerland
USD 3.69 M -USD 10.3 k -200 -0.3%
First Allied Advisory Services
2
First Allied Advisory Services
California
USD 2.65 M +USD 2.59 M +50,190 Nuevas
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
USD 2.21 M +USD 896 k +17,330 +71%
Goldman Sachs
4
Goldman Sachs
New York
USD 772 k -USD 4.39 M -85,000 -85%
BB&T Securities
5
BB&T Securities
Virginia
USD 770 k +USD 489 k +9,470 +185%
Raymond James Financial Services Advisors
6
Raymond James Financial Services Advisors
Florida
USD 764 k +USD 101 k +1,955 +16%
Virtu KCG Holdings
7
Virtu KCG Holdings
New York
USD 716 k +USD 427 k +8,255 +156%
Raymond James & Associates
8
Raymond James & Associates
Florida
USD 637 k +USD 193 k +3,740 +45%
MSI Financial Services
9
MSI Financial Services
Massachusetts
USD 524 k +USD 513 k +9,924 Nuevas
LPL Financial
10
LPL Financial
California
USD 416 k -USD 69.7 k -1,348 -15%
Janney Montgomery Scott
11
Janney Montgomery Scott
Pennsylvania
USD 320 k +USD 313 k +6,061 Nuevas
Davenport & Co
12
Davenport & Co
Virginia
USD 264 k – – –
NPC
13
National Planning Corporation
California
USD 258 k +USD 259 k +5,016 Nuevas
Cambridge Investment Research Advisors
14
Cambridge Investment Research Advisors
Iowa
USD 251 k +USD 246 k +4,755 Nuevas
RiverFront Investment Group
15
RiverFront Investment Group
Virginia
USD 251 k +USD 247 k +4,773 Nuevas
Tower Research Capital (TRC)
16
Tower Research Capital (TRC)
New York
USD 15 k -USD 413 -8 -3%
IFP Advisors
17
IFP Advisors
Florida
USD 5 k – – –
Next Financial Group
18
Next Financial Group
Texas
USD 4 k +USD 4.39 k +85 Nuevas
Jane Street
19
Jane Street
New York
– -USD 311 k -6,267 Cerradas
Morgan Stanley
20
Morgan Stanley
New York
– -USD 5 k -100 Cerradas