|
976
|
Apriem Advisors
Irvine,
California
|
$1K
|
$0
|
1
|
0%
|
Maintained
|
|
|
977
|
Bell Rock Capital
Rehoboth Beach,
Delaware
|
$1K
|
-$30
|
1
|
0%
|
Reduced
|
|
|
978
|
Franklin, Parlapiano, Turner & Welch
Houston,
Texas
|
$1K
|
$0
|
1
|
0%
|
Maintained
|
|
|
979
|
LBA Wealth Management
Jacksonville,
Florida
|
$1K
|
-$10.7K
|
1
|
0%
|
Reduced
|
|
|
980
|
Vivaldi Capital Management
Chicago,
Illinois
|
$397
|
+$401K
|
1
|
0%
|
New
|
|
|
981
|
Acrospire Investment Management
Chicago,
Illinois
|
$0
|
-$60K
|
0
|
–
|
Closed
|
|
|
982
|
Addenda Capital
Montreal,
Quebec, Canada
|
$0
|
-$166K
|
0
|
–
|
Closed
|
|
|
983
|
Advocacy Wealth Management Services
Atlanta,
Georgia
|
$0
|
-$2K
|
0
|
–
|
Closed
|
|
|
984
|
Affiance Financial
St. Louis Park,
Minnesota
|
$0
|
-$203K
|
0
|
–
|
Closed
|
|
|
985
|
Alpha Cubed Investments
Irvine,
California
|
$0
|
-$846K
|
0
|
–
|
Closed
|
|
|
986
|
Argent Trust Co
Nashville,
Tennessee
|
$0
|
-$212K
|
0
|
–
|
Closed
|
|
|
987
|
Aristotle Capital Management
Los Angeles,
California
|
$0
|
-$200K
|
0
|
–
|
Closed
|
|
|
988
|
Aspen Investment Management
Grand Rapids,
Michigan
|
$0
|
-$217K
|
0
|
–
|
Closed
|
|
|
989
|
Aveo Capital Partners
Englewood,
Colorado
|
$0
|
-$240K
|
0
|
–
|
Closed
|
|
|
990
|
Aviance Capital Management
Sarasota,
Florida
|
$0
|
-$29.9M
|
0
|
–
|
Closed
|
|
|
991
|
Bank of Stockton
Stockton,
California
|
$0
|
-$209K
|
0
|
–
|
Closed
|
|
|
992
|
BCM Advisors
Lafayette,
Louisiana
|
$0
|
-$9K
|
0
|
–
|
Closed
|
|
|
993
|
Birch Hill Investment Advisors
Boston,
Massachusetts
|
$0
|
-$202K
|
0
|
–
|
Closed
|
|
|
994
|
Bradley Foster & Sargent
Hartford,
Connecticut
|
$0
|
-$234K
|
0
|
–
|
Closed
|
|
|
995
|
Bruderman Asset Management
Locust Valley,
New York
|
$0
|
-$58K
|
0
|
–
|
Closed
|
|
|
996
|
Calvert Investment Management
Bethesda,
Maryland
|
$0
|
-$429K
|
0
|
–
|
Closed
|
|
|
997
|
Canandaigua National Bank & Trust
Canandaigua,
New York
|
$0
|
-$232K
|
0
|
–
|
Closed
|
|
|
998
|
Capital One National Association
New York
|
$0
|
-$265K
|
0
|
–
|
Closed
|
|
|
999
|
Catalyst Capital Advisors
Huntington,
New York
|
$0
|
-$1.01M
|
0
|
–
|
Closed
|
|
|
1000
|
Curi RMB Capital
Chicago,
Illinois
|
$0
|
-$419K
|
0
|
–
|
Closed
|
|