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Principal Active High Yield ETF
YLD

Name Holding Trade Value Shares
Change 		Change in
Stake
Principal Financial Group
1
Principal Financial Group
Iowa
$56.8M +$2.34M +122,597 +4%
PS
2
Principal Securities
Iowa
$54.6M +$14.5M +759,231 +36%
Envestnet Asset Management
3
Envestnet Asset Management
Illinois
$43.9M +$13.3M +695,608 +43%
Ameriprise
4
Ameriprise
Minnesota
$28.2M +$8.14M +425,685 +40%
LPL Financial
5
LPL Financial
California
$25.9M -$6.46M -337,800 -20%
CWP
6
Cyndeo Wealth Partners
Florida
$18.5M +$736K +38,514 +4%
AIP
7
Ameritas Investment Partners
Nebraska
$16.7M +$1.04M +54,542 +7%
Wells Fargo
8
Wells Fargo
California
$15.2M +$2.84M +148,418 +23%
BWG
9
Balanced Wealth Group
Ohio
$13.8M +$13.6M +712,304 New
Raymond James Financial
10
Raymond James Financial
Florida
$13.5M -$697K -36,469 -5%
NAS
11
Nicolet Advisory Services
Wisconsin
$8.27M -$2.03M -106,235 -20%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$8.12M +$731K +38,204 +10%
IWC
13
Integrated Wealth Concepts
Massachusetts
$7.98M +$466K +24,389 +6%
JP Morgan Chase
14
JP Morgan Chase
New York
$7.11M -$1.94M -101,233 -21%
Stifel Financial
15
Stifel Financial
Missouri
$5.8M +$4.15M +217,252 +247%
BWP
16
BlueStem Wealth Partners
Minnesota
$5.33M +$238K +12,428 +5%
US Bancorp
17
US Bancorp
Minnesota
$4.91M -$350K -18,320 -7%
ML
18
McAdam LLC
Pennsylvania
$3.74M +$485K +25,351 +15%
Envestnet Portfolio Solutions
19
Envestnet Portfolio Solutions
Illinois
$3.7M -$329K -17,200 -8%
MWM
20
Manske Wealth Management
Texas
$3.39M -$382 -20 -0%
CPCP
21
Cedar Point Capital Partners
Iowa
$3.06M +$84.6K +4,423 +3%
Jane Street
22
Jane Street
New York
$2.99M +$3.01M +157,285 New
Osaic Holdings
23
Osaic Holdings
Arizona
$2.62M +$760K +39,753 +40%
Commonwealth Equity Services
24
Commonwealth Equity Services
Massachusetts
$2.16M +$646K +33,779 +42%
EWM
25
Elevatus Welath Management
New York
$2.03M +$1.84M +96,436 +911%
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