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Principal Active High Yield ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Principal Financial Group
1
Principal Financial Group
Iowa
$168M
Commonwealth Equity Services
2
Commonwealth Equity Services
Massachusetts
$691K +$7.84K +415 +1%
Cambridge Investment Research Advisors
3
Cambridge Investment Research Advisors
Iowa
$651K -$334K -17,682 -33%
LPL Financial
4
LPL Financial
California
$604K -$52.9K -2,798 -8%
BCI
5
Brinker Capital Investments
Pennsylvania
$600K +$639K +33,824 New
Envestnet Asset Management
6
Envestnet Asset Management
Illinois
$578K +$54.1K +2,865 +10%
Cetera Investment Advisers
7
Cetera Investment Advisers
Illinois
$455K -$110K -5,826 -19%
PA
8
PSI Advisors
Florida
$322K -$52K -2,750 -13%
Susquehanna International Group
9
Susquehanna International Group
Pennsylvania
$317K +$337K +17,863 New
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$312K +$10.5K +555 +3%
DC
11
Davenport & Co
Virginia
$200K -$153K -8,112 -42%
FTUS
12
Flow Traders U.S.
New York
$185K -$18.6K -987 -9%
HI
13
Harbour Investments
Wisconsin
$33K +$34.9K +1,850 New
Morgan Stanley
14
Morgan Stanley
New York
$13K
PWM
15
Prentice Wealth Management
New York
$12K +$13.2K +700 New
UBS Group
16
UBS Group
Switzerland
$6K -$19.3K -1,019 -75%
Jane Street
17
Jane Street
New York
-$400K -20,060 Closed
Citadel Advisors
18
Citadel Advisors
Florida
-$326K -16,341 Closed
Bank of America
19
Bank of America
North Carolina
-$13K -640 Closed
Northwestern Mutual Wealth Management
20
Northwestern Mutual Wealth Management
Wisconsin
-$2K -113 Closed
AF
21
Advisornet Financial
Minnesota
-$1K -28 Closed