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Principal Active High Yield ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Principal Financial Group
1
Principal Financial Group
Iowa
$198M +$198M +9,494,200 New
Citadel Advisors
2
Citadel Advisors
Florida
$3.67M -$234K -11,244 -6%
Jane Street
3
Jane Street
New York
$1.46M +$880K +42,287 +152%
Cambridge Investment Research Advisors
4
Cambridge Investment Research Advisors
Iowa
$1.13M +$1.13M +54,370 New
LPL Financial
5
LPL Financial
California
$893K +$46.1K +2,216 +5%
Commonwealth Equity Services
6
Commonwealth Equity Services
Massachusetts
$795K -$55.3K -2,656 -6%
Cetera Investment Advisers
7
Cetera Investment Advisers
Illinois
$662K -$35K -1,680 -5%
Envestnet Asset Management
8
Envestnet Asset Management
Illinois
$575K +$41.9K +2,012 +8%
PA
9
PSI Advisors
Florida
$524K -$23.1K -1,110 -4%
DC
10
Davenport & Co
Virginia
$411K +$411K +19,727 New
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$355K
PWM
12
Prentice Wealth Management
New York
$301K +$34.4K +1,650 +13%
FTUS
13
Flow Traders U.S.
New York
$289K +$52.4K +2,519 +22%
HI
14
Harbour Investments
Wisconsin
$41K
NFG
15
Next Financial Group
Texas
$29K -$34K -1,635 -54%
AF
16
Advisornet Financial
Minnesota
$18K -$66.2K -3,180 -79%
Morgan Stanley
17
Morgan Stanley
New York
$16K +$15.7K +754 New
UBS Group
18
UBS Group
Switzerland
$15K +$13.7K +659 +1,220%
Osaic Holdings
19
Osaic Holdings
Arizona
$14K -$13.6K -651 -49%
Bank of America
20
Bank of America
North Carolina
$13K
FFN
21
Focus Financial Network
Minnesota
-$590K -28,180 Closed
LWM
22
Liberty Wealth Management
California
-$2K -78 Closed
Wells Fargo
23
Wells Fargo
California
-$21 -1 Closed
Fidelity Investments
24
Fidelity Investments
Massachusetts
+$42 +2 New