XXII

22nd Century Group
XXII

Overview Fund Activity

76 hedge funds and large institutions have $45M invested in 22nd Century Group in 2017 Q4 according to their latest regulatory filings, with 21 funds opening new positions, 32 increasing their positions, 8 reducing their positions, and 6 closing their positions.

Holders
76
Holders Change
+15
Holders Change %
+24.59%
% of All Funds
1.73%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
21
Increased
32
Reduced
8
Closed
6
Calls
$3.67M
Puts
$2.28M
Net Calls
+$1.38M
Net Calls Change
+$1.8M

Top Buyers

1
Mirae Asset Global Investments
1
Mirae Asset Global Investments
South Korea
$7.36M
2
SCM
2
Sandler Capital Management
New York
$2.13M
3
EMG
3
ETF Managers Group
New Jersey
$2.13M
4
Vanguard Group
4
Vanguard Group
Pennsylvania
$11.1M
5
Barclays
5
Barclays
United Kingdom
$1.15M

Top Sellers

1
Balyasny Asset Management
1
Balyasny Asset Management
Illinois
$0
2
BA
2
Bristol Advisors
Pennsylvania
$0
3
CB
3
Chemical Bank
Michigan
$0
4
QOP
4
Quinn Opportunity Partners
Virginia
$465K
5
GC
5
Guggenheim Capital
Illinois
$69K
Name Market Value Shares Shares
Change 		Shares
Change %
AG
26
Advisor Group
Arizona
$215K 76,790 +3,015 +4%
Wolverine Trading
27
Wolverine Trading
Illinois
$210K 74,835 +43,456 +138%
HCM
28
Hilton Capital Management
New York
$210K 75,000 +75,000 New
Creative Planning
29
Creative Planning
Kansas
$207K 73,915 +20,628 +39%
MIM
30
Monashee Investment Management
Massachusetts
– – – –
Ameriprise
31
Ameriprise
Minnesota
$166K 59,300 +40,300 +212%
BCM
32
Bluefin Capital Management
New York
$148K 52,767 +3,592 +7%
UBS Group
33
UBS Group
Switzerland
$122K 43,715 +14,325 +49%
RI
34
Ridgewood Investments
New Jersey
$106K 38,000 – –
SPIA
35
Steward Partners Investment Advisory
New York
$101K 36,250 – –
BHWM
36
Bar Harbor Wealth Management
New Hampshire
$100K 35,725 – –
Cambridge Investment Research Advisors
37
Cambridge Investment Research Advisors
Iowa
$98K 34,836 -2,000 -5%
RJA
38
Raymond James & Associates
Florida
$95K 33,850 +14,400 +74%
SA
39
Strategic Advisors
New York
$86K 30,800 – –
CA
40
Cetera Advisors
Colorado
$85K 30,115 +5,000 +20%
Bank of America
41
Bank of America
North Carolina
$84K 29,886 +8,000 +37%
LTFS
42
Ladenburg Thalmann Financial Services
Florida
$81K 28,760 – –
Jane Street
43
Jane Street
New York
$81K 29,037 +29,037 New
CC
44
Courier Capital
New York
$74K 26,278 -2,662 -9%
BA
45
Bristlecone Advisors
Washington
$71K 25,400 +15,600 +159%
GC
46
Guggenheim Capital
Illinois
$69K 24,609 -4,086 -14%
Commonwealth Equity Services
47
Commonwealth Equity Services
Massachusetts
$68K 24,355 +5,078 +26%
LPL Financial
48
LPL Financial
California
$67K 23,795 +2,600 +12%
IGGA
49
Iron Gate Global Advisors
Utah
$67K 24,055 +11,335 +89%
SG Americas Securities
50
SG Americas Securities
New York
$58K 20,704 +20,704 New
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