XXII

22nd Century Group
XXII

Overview Fund Activity

61 hedge funds and large institutions have $28.4M invested in 22nd Century Group in 2017 Q3 according to their latest regulatory filings, with 21 funds opening new positions, 23 increasing their positions, 7 reducing their positions, and 6 closing their positions.

Holders
61
Holders Change
+14
Holders Change %
+29.79%
% of All Funds
1.52%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
21
Increased
23
Reduced
7
Closed
6
Calls
$749K
Puts
$1.16M
Net Calls
-$413K
Net Calls Change
-$702K

Top Buyers

1
BlackRock
1
BlackRock
New York
$4.89M
2
Mirae Asset Global Investments
2
Mirae Asset Global Investments
South Korea
$4.68M
3
Vanguard Group
3
Vanguard Group
Pennsylvania
$9.17M
4
GCM
4
Goldman Capital Management
New York
$1.11M
5
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
$934K

Top Sellers

1
AFM
1
Anson Funds Management
Texas
$0
2
BRWA
2
B. Riley Wealth Advisors
Florida
$291K
3
Commonwealth Equity Services
3
Commonwealth Equity Services
Massachusetts
$53K
4
Wolverine Trading
4
Wolverine Trading
Illinois
$87K
5
TSS
5
Two Sigma Securities
New York
$0
Name Market Value Shares Shares
Change 		Shares
Change %
BHWM
26
Bar Harbor Wealth Management
New Hampshire
$99K 35,725 – –
Wolverine Trading
27
Wolverine Trading
Illinois
$87K 31,379 -14,266 -31%
SA
28
Strategic Advisors
New York
$85K 30,800 +30,800 New
UBS Group
29
UBS Group
Switzerland
$82K 29,390 +16,965 +137%
CC
30
Courier Capital
New York
$80K 28,940 +5,000 +21%
LTFS
31
Ladenburg Thalmann Financial Services
Florida
$80K 28,760 +17,760 +161%
GC
32
Guggenheim Capital
Illinois
$79K 28,695 +28,695 New
CA
33
Cetera Advisors
Colorado
$71K 25,115 +25,115 New
Bank of America
34
Bank of America
North Carolina
$60K 21,886 -4,100 -16%
LPL Financial
35
LPL Financial
California
$59K 21,195 +21,195 New
ABC
36
Associated Banc-Corp
Wisconsin
$55K 20,000 – –
RJA
37
Raymond James & Associates
Florida
$54K 19,450 -550 -3%
Commonwealth Equity Services
38
Commonwealth Equity Services
Massachusetts
$53K 19,277 -15,851 -45%
Ameriprise
39
Ameriprise
Minnesota
$53K 19,000 +6,000 +46%
SFSIG
40
San Francisco Sentry Investment Group
California
$50K 18,050 – –
SPC
41
Sigma Planning Corp
Michigan
$48K 17,350 +17,350 New
CB
42
Chemical Bank
Michigan
$42K 15,000 – –
Royal Bank of Canada
43
Royal Bank of Canada
Ontario, Canada
$36K 12,987 +9,584 +282%
HighTower Advisors
44
HighTower Advisors
Illinois
$35K 12,552 +1,122 +10%
RJFSA
45
Raymond James Financial Services Advisors
Florida
$35K 12,640 +2,440 +24%
HSA
46
HBK Sorce Advisory
Pennsylvania
$35K 12,500 +12,500 New
IGGA
47
Iron Gate Global Advisors
Utah
$35K 12,720 +12,720 New
AWA
48
Arete Wealth Advisors
Illinois
$32K 11,500 – –
ZIM
49
Zacks Investment Management
Illinois
$28K 10,000 +10,000 New
BA
50
Bristlecone Advisors
Washington
$27K 9,800 +9,800 New
1
2
3