XXII

22nd Century Group
XXII

Overview Fund Activity

47 hedge funds and large institutions have $11.5M invested in 22nd Century Group in 2017 Q2 according to their latest regulatory filings, with 13 funds opening new positions, 14 increasing their positions, 8 reducing their positions, and 6 closing their positions.

Holders
47
Holders Change
+7
Holders Change %
+17.5%
% of All Funds
1.17%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
13
Increased
14
Reduced
8
Closed
6
Calls
$434K
Puts
$145K
Net Calls
+$289K
Net Calls Change
+$240K

Top Buyers

1
Mirae Asset Global Investments
1
Mirae Asset Global Investments
South Korea
$1.8M
2
AFM
2
Anson Funds Management
Texas
$970K
3
Vanguard Group
3
Vanguard Group
Pennsylvania
$5.07M
4
BlackRock
4
BlackRock
New York
$868K
5
VKH
5
Virtu KCG Holdings
New York
$221K

Top Sellers

1
Bank of America
1
Bank of America
North Carolina
$45K
2
SA
2
Strategic Advisors
New York
$0
3
FPF
3
FNY Partners Fund
New York
$0
4
ARTA
4
A.R.T. Advisors
New York
$0
5
BRWA
5
B. Riley Wealth Advisors
Florida
$269K
Name Market Value Shares Shares
Change 		Shares
Change %
TSS
26
Two Sigma Securities
New York
$24K 13,786 +13,786 New
Ameriprise
27
Ameriprise
Minnesota
$23K 13,000 +13,000 New
HighTower Advisors
28
HighTower Advisors
Illinois
$21K 11,430 +1,430 +14%
UBS Group
29
UBS Group
Switzerland
$21K 12,425 +9,425 +314%
LTFS
30
Ladenburg Thalmann Financial Services
Florida
$20K 11,000 – –
AWA
31
Arete Wealth Advisors
Illinois
$20K 11,500 +11,500 New
RJFSA
32
Raymond James Financial Services Advisors
Florida
$18K 10,200 – –
Wells Fargo
33
Wells Fargo
California
$8K 4,500 +500 +13%
Royal Bank of Canada
34
Royal Bank of Canada
Ontario, Canada
$6K 3,403 +303 +10%
WEC
35
Winslow Evans & Crocker
Massachusetts
$5.57K 3,180 – –
Simplex Trading
36
Simplex Trading
Illinois
$2K 1,187 -3,360 -74%
TWA
37
TCI Wealth Advisors
Arizona
$2K 1,288 – –
KF
38
Krilogy Financial
Missouri
$2K 998 – –
Morgan Stanley
39
Morgan Stanley
New York
$2K 1,380 +380 +38%
AWMS
40
Advocacy Wealth Management Services
Georgia
$2K 1,000 +1,000 New
IA
41
IFP Advisors
Florida
$1K 500 +500 New
Bank of Montreal
42
Bank of Montreal
Ontario, Canada
$1K 603 +603 New
SA
43
Strategic Advisors
New York
– – -36,800 Closed
FPF
44
FNY Partners Fund
New York
– – -31,676 Closed
ARTA
45
A.R.T. Advisors
New York
– – -30,642 Closed
Deutsche Bank
46
Deutsche Bank
Germany
$0 200 -2,627 -93%
DADC
47
D.A. Davidson & Co
Montana
$0 370 -1,710 -82%
GWM
48
Geneos Wealth Management
Colorado
– – -1,600 Closed
AWM
49
Avior Wealth Management
Nebraska
– – -200 Closed
JPMorgan Chase & Co
50
JPMorgan Chase & Co
New York
– – -1 Closed
1
2
3