XXII

22nd Century Group
XXII

Overview Fund Activity

40 hedge funds and large institutions have $4.75M invested in 22nd Century Group in 2017 Q1 according to their latest regulatory filings, with 9 funds opening new positions, 13 increasing their positions, 2 reducing their positions, and 4 closing their positions.

Holders
40
Holders Change
+3
Holders Change %
+8.11%
% of All Funds
1%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
9
Increased
13
Reduced
2
Closed
4
Calls
$106K
Puts
$57K
Net Calls
+$49K
Net Calls Change
+$109K

Top Buyers

1
Vanguard Group
1
Vanguard Group
Pennsylvania
$2.91M
2
BlackRock
2
BlackRock
New York
$162K
3
SPIA
3
Steward Partners Investment Advisory
New York
$42K
4
VKH
4
Virtu KCG Holdings
New York
$37K
5
ARTA
5
A.R.T. Advisors
New York
$36K

Top Sellers

1
AFM
1
Anson Funds Management
Texas
$0
2
Citadel Advisors
2
Citadel Advisors
Florida
$0
3
TSS
3
Two Sigma Securities
New York
$0
4
Simplex Trading
4
Simplex Trading
Illinois
$5K
5
SA
5
Strategic Advisors
New York
$43K
Name Market Value Shares Shares
Change 		Shares
Change %
Creative Planning
26
Creative Planning
Kansas
$8K 6,371 – –
Simplex Trading
27
Simplex Trading
Illinois
$5K 4,547 -19,089 -81%
Wells Fargo
28
Wells Fargo
California
$5K 4,000 +3,000 +300%
UBS Group
29
UBS Group
Switzerland
$4K 3,000 – –
Royal Bank of Canada
30
Royal Bank of Canada
Ontario, Canada
$4K 3,100 +1,800 +138%
WEC
31
Winslow Evans & Crocker
Massachusetts
$3.75K 3,180 +3,180 New
Deutsche Bank
32
Deutsche Bank
Germany
$3K 2,827 +2,827 New
TWA
33
TCI Wealth Advisors
Arizona
$2K 1,288 +1,288 New
DADC
34
D.A. Davidson & Co
Montana
$2K 2,080 +2,080 New
GWM
35
Geneos Wealth Management
Colorado
$1K 1,600 – –
KF
36
Krilogy Financial
Missouri
$1K 998 – –
Morgan Stanley
37
Morgan Stanley
New York
$1K 1,000 – –
AFM
38
Anson Funds Management
Texas
– – -1,080,750 Closed
Citadel Advisors
39
Citadel Advisors
Florida
– – -29,874 Closed
TSS
40
Two Sigma Securities
New York
– – -20,406 Closed
GBBWRPM
41
Genovese Burford & Brothers Wealth & Retirement Plan Management
California
– – -3,412 Closed
Parallax Volatility Advisers
42
Parallax Volatility Advisers
California
– – – –
CG
43
Cutler Group
California
– – – –
AWM
44
Avior Wealth Management
Nebraska
$0 200 – –
QAM
45
QCI Asset Management
New York
$0 100 – –
Susquehanna International Group
46
Susquehanna International Group
Pennsylvania
– – – –
JPMorgan Chase & Co
47
JPMorgan Chase & Co
New York
$0 1 +1 New
1
2