XXII

22nd Century Group
XXII

Overview Fund Activity

37 hedge funds and large institutions have $5.23M invested in 22nd Century Group in 2016 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 11 increasing their positions, 7 reducing their positions, and 8 closing their positions.

Holders
37
Holders Change
+2
Holders Change %
+5.71%
% of All Funds
0.93%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
10
Increased
11
Reduced
7
Closed
8
Calls
$88K
Puts
$148K
Net Calls
-$60K
Net Calls Change
+$62K

Top Buyers

1
AFM
1
Anson Funds Management
Texas
$1.18M
2
Vanguard Group
2
Vanguard Group
Pennsylvania
$2.53M
3
Geode Capital Management
3
Geode Capital Management
Massachusetts
$483K
4
RI
4
Ridgewood Investments
New Jersey
$47K
5
Citadel Advisors
5
Citadel Advisors
Florida
$33K

Top Sellers

1
FMA
1
FNY Managed Accounts
New York
$0
2
VKH
2
Virtu KCG Holdings
New York
$0
3
Group One Trading
3
Group One Trading
Illinois
$23K
4
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$0
5
JPMorgan Chase & Co
5
JPMorgan Chase & Co
New York
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Creative Planning
26
Creative Planning
Kansas
$7K 6,371 +1,060 +20%
LTFS
27
Ladenburg Thalmann Financial Services
Florida
$6K 6,000 -12,200 -67%
GBBWRPM
28
Genovese Burford & Brothers Wealth & Retirement Plan Management
California
$4K 3,412 – –
UBS Group
29
UBS Group
Switzerland
$3K 3,000 – –
Wells Fargo
30
Wells Fargo
California
$1K 1,000 -5,000 -83%
Morgan Stanley
31
Morgan Stanley
New York
$1K 1,000 -224 -18%
GWM
32
Geneos Wealth Management
Colorado
$1K 1,600 – –
KF
33
Krilogy Financial
Missouri
$1K 998 +998 New
Royal Bank of Canada
34
Royal Bank of Canada
Ontario, Canada
$1K 1,300 +1,300 New
FPF
35
FNY Partners Fund
New York
$35 31,676 +31,676 New
FMA
36
FNY Managed Accounts
New York
– – -175,403 Closed
VKH
37
Virtu KCG Holdings
New York
– – -47,595 Closed
Susquehanna International Group
38
Susquehanna International Group
Pennsylvania
– – -34,000 Closed
JPMorgan Chase & Co
39
JPMorgan Chase & Co
New York
– – -31,201 Closed
Millennium Management
40
Millennium Management
New York
– – -14,873 Closed
CG
41
Cutler Group
California
– – -8,976 Closed
US Bancorp
42
US Bancorp
Minnesota
– – -2,000 Closed
NFG
43
Next Financial Group
Texas
– – -2,000 Closed
QAM
44
QCI Asset Management
New York
$0 100 – –
Parallax Volatility Advisers
45
Parallax Volatility Advisers
California
– – – –
AWM
46
Avior Wealth Management
Nebraska
$0 200 +200 New
1
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