XXII

22nd Century Group
XXII

Overview Fund Activity

42 hedge funds and large institutions have $2.96M invested in 22nd Century Group in 2016 Q1 according to their latest regulatory filings, with 9 funds opening new positions, 9 increasing their positions, 7 reducing their positions, and 4 closing their positions.

Holders
42
Holders Change
+5
Holders Change %
+13.51%
% of All Funds
1.12%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
9
Increased
9
Reduced
7
Closed
4
Calls
–
Puts
$80K
Net Calls
-$80K
Net Calls Change
-$75K

Top Buyers

1
Hudson Bay Capital Management
1
Hudson Bay Capital Management
Connecticut
$250K
2
Vanguard Group
2
Vanguard Group
Pennsylvania
$1.04M
3
SIM
3
Spark Investment Management
New York
$75K
4
FMA
4
FNY Managed Accounts
New York
$51.1K
5
SA
5
Strategic Advisors
New York
$38K

Top Sellers

1
Goldman Sachs
1
Goldman Sachs
New York
$0
2
Susquehanna International Group
2
Susquehanna International Group
Pennsylvania
$17K
3
Citadel Advisors
3
Citadel Advisors
Florida
$0
4
UBS Group
4
UBS Group
Switzerland
$0
5
BFA
5
BlackRock Fund Advisors
California
$96K
Name Market Value Shares Shares
Change 		Shares
Change %
Wells Fargo
26
Wells Fargo
California
$9K 11,500 – –
VFA
27
Voya Financial Advisors
Connecticut
$8K 10,000 – –
CG
28
Cutler Group
California
$7K 10,097 -3,700 -27%
BIM
29
BlackRock Investment Management
Delaware
$7K 9,338 – –
IA
30
IFP Advisors
Florida
$4K 2,440 +2,440 New
Creative Planning
31
Creative Planning
Kansas
$4K 5,311 +4,311 +431%
Simplex Trading
32
Simplex Trading
Illinois
$4K 6,331 +5,953 +1,575%
TRCT
33
Tower Research Capital (TRC)
New York
$1K 905 -713 -44%
MFS
34
MSI Financial Services
Massachusetts
$1K 1,000 – –
Morgan Stanley
35
Morgan Stanley
New York
$1K 1,041 +41 +4%
GWM
36
Geneos Wealth Management
Colorado
$1K 1,600 +1,600 New
Geode Capital Management
37
Geode Capital Management
Massachusetts
$129 164,883 – –
Goldman Sachs
38
Goldman Sachs
New York
– – -48,608 Closed
Deutsche Bank
39
Deutsche Bank
Germany
$0 83 -29,561 -100%
Citadel Advisors
40
Citadel Advisors
Florida
– – -7,038 Closed
UBS Group
41
UBS Group
Switzerland
– – -6,389 Closed
Citigroup
42
Citigroup
New York
– – -755 Closed
JPMorgan Chase & Co
43
JPMorgan Chase & Co
New York
$0 1 – –
ST
44
Spot Trading
Illinois
– – – –
Bank of Montreal
45
Bank of Montreal
Ontario, Canada
$0 261 – –
QAM
46
QCI Asset Management
New York
$0 100 – –
CK
47
Carnick & Kubik
Colorado
$0 150 +150 New
1
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